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Kym Pardini v. Unilever United States, Inc.

Citation: Not availableDocket: 21-16806

Court: Court of Appeals for the Ninth Circuit; April 18, 2023; Federal Appellate Court

Original Court Document: View Document

Narrative Opinion Summary

The United States Court of Appeals for the Ninth Circuit affirmed the dismissal of a class action lawsuit against Unilever United States, Inc. The plaintiffs alleged that the labeling of 'I Can’t Believe It’s Not Butter! Spray' misrepresented its calorie and fat content due to artificially low serving sizes. The central legal issue revolved around whether the product was misclassified under FDA regulations, which dictate the serving sizes that manufacturers must use for nutrition labeling. The court found that the product correctly fits within the 'spray type' category as defined by the FDA, allowing it to list zero calories and fat per serving under specific conditions. The plaintiffs' claims were preempted by the Federal Food, Drug, and Cosmetic Act (FDCA) because they sought to impose labeling requirements different from those mandated by federal law. The court emphasized that disputes over FDA's regulatory framework should be directed to the FDA or Congress instead of the judiciary. Dissenting Judge Lucero argued that the majority improperly conflated the plausibility of the plaintiffs' claims with preemption analysis, suggesting that Unilever did not sufficiently prove preemption. Nevertheless, the majority upheld the lower court's decision to dismiss, and the dismissal was affirmed, leaving Unilever's labeling practices intact.

Legal Issues Addressed

Classification of Food Products under FDA Regulations

Application: The court determined that 'I Can’t Believe It’s Not Butter! Spray' is classified as a 'spray type' fat or oil, and the plaintiffs failed to sufficiently demonstrate otherwise.

Reasoning: The court clarified that the Butter! Spray is classified as a “spray” because it dispenses liquid in droplets, and it ruled out the plaintiffs' argument that it should be classified as a “butter substitute” for serving size purposes.

Compliance with FDA Serving Size Regulations

Application: The court held that Unilever’s serving size label complied with federal law, as the product falls within the FDA’s guidelines for 'spray type' fats and oils.

Reasoning: Thus, Unilever's serving size label was found to comply with federal law.

Preemption under the Food, Drug, and Cosmetic Act (FDCA)

Application: The court found that the plaintiffs' claims were preempted by the FDCA because they would impose different nutrition labeling requirements than those established by federal law.

Reasoning: Consequently, the court concluded that the Food, Drug, and Cosmetic Act (FDCA) preempted the plaintiffs' claims, as their challenges would impose different nutrition labeling requirements than those established by federal law.

Role of FDA in Food Labeling Disputes

Application: The opinion emphasized that grievances regarding food labeling should be addressed to the FDA or Congress, not the courts.

Reasoning: The FDA or Congress is the appropriate venue for grievances regarding food labeling, not the courts.

State Law Claims and FDA Preemption

Application: State law claims that would impose additional or differing requirements on food labeling than those mandated by the FDCA are preempted, as illustrated by the plaintiffs' case.

Reasoning: 21 U.S.C. 343-1(a)(4) and relevant case law, such as Lilly v. ConAgra Foods, Inc., establish that the FDA's interpretation of the Federal Food, Drug, and Cosmetic Act (FDCA) prohibits state statutes or regulations that impose additional or differing requirements on the composition or labeling of food from those mandated by the FDCA.