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Kaiser v. DePuy Spine, Inc.

Citations: 944 F. Supp. 2d 1187; 2013 WL 2006122; 2013 U.S. Dist. LEXIS 69606Docket: Case No. 8:12-cv-2596-T35-AEP

Court: District Court, M.D. Florida; May 14, 2013; Federal District Court

Narrative Opinion Summary

In this case, the plaintiff alleged that a spinal implant manufactured by the defendant was defective, leading to claims of negligence and strict liability. The plaintiff argued that the device did not meet FDA Premarket Approval (PMA) standards. Initially filed in state court, the case was removed to federal court where the defendant moved to dismiss, citing federal preemption under the Medical Device Amendments (MDA) of 1976. The plaintiff's amended complaint failed to allege specific FDA violations necessary to establish a parallel claim that could survive preemption. The court applied the Riegel two-pronged test to determine preemption, concluding that federal requirements were in place and that the plaintiff's claims imposed additional state requirements inconsistent with federal standards. Additionally, the plaintiff's breach of warranty claim was dismissed due to lack of privity, as the device was obtained through a physician rather than directly from the manufacturer. Given the absence of viable claims, the court dismissed the amended complaint with prejudice. The decision highlights the stringent standards for pleading parallel claims and the significance of federal preemption in the context of FDA-approved medical devices.

Legal Issues Addressed

Breach of Warranty and Privity Requirement under Florida Law

Application: Plaintiff's breach of warranty claim was dismissed due to lack of privity, as the medical device was acquired through a physician, not directly from the manufacturer.

Reasoning: In Florida, to successfully claim a breach of warranty, the plaintiff must have privity of contract with the defendant, meaning the plaintiff must have directly purchased the product from the defendant.

Federal Preemption of State Law Claims under Medical Device Amendments

Application: The Court held that state law claims regarding the medical device are preempted by federal law, as the device had received FDA Premarket Approval, satisfying the first prong of the Riegel test.

Reasoning: The Supreme Court's Riegel decision established a two-pronged test for determining preemption: first, whether federal requirements exist for the device, and second, whether state claims impose additional or inconsistent requirements.

Judicial Notice of FDA Public Records

Application: The Court noted it could take judicial notice of FDA public records in resolving motions to dismiss.

Reasoning: The court also noted that it could take judicial notice of FDA public records related to the medical device when resolving motions to dismiss, as established in precedent cases.

Requirements for Establishing Parallel Claims

Application: Plaintiff's claims were dismissed for failing to specify violations of particular federal specifications related to the device, as general assertions of FDA violations were deemed insufficient.

Reasoning: To allege a 'parallel claim,' plaintiffs must specify violations of particular federal specifications related to the device. General assertions of FDA violations are insufficient.