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Shmuel Shmueli, Bashe, Inc. v. Lowenfeld

Citations: 68 F. Supp. 2d 161; 1999 U.S. Dist. LEXIS 14610; 1999 WL 754068Docket: No. 99-CV-3715 ILG

Court: District Court, E.D. New York; September 17, 1999; Federal District Court

Narrative Opinion Summary

The case involves claims by plaintiffs, referred to as the 'ED-Plaintiffs,' seeking substantial damages for various torts and statutory violations against multiple defendants, including Lowenfeld and Carmon. The plaintiffs alleged abuse of process, malicious prosecution, and other claims, rooted in prior proceedings before the Southern District of New York. The defendants moved to dismiss the complaint under Federal Rules 12(b)(2) and 12(b)(6). In turn, the ED-Plaintiffs sought default judgment against certain non-appearing corporate defendants. The court dismissed the complaint in its entirety without addressing the motions' merits, deeming the claims duplicative of those in a previous Southern District action. The court applied the 'first filed' rule and Rule 13(a) to conclude that the claims were compulsory counterclaims that should have been raised earlier. Additionally, issues regarding procedural service and discovery disputes were noted, with the court deferring the resolution of the service issue. Requests for sanctions by the defendants were transferred to Magistrate Judge Francis. The ruling underscores the importance of asserting related claims in an initial forum to prevent subsequent duplicative litigation.

Legal Issues Addressed

Application of Rule 13(a) of the Federal Rules of Civil Procedure

Application: The court applied Rule 13(a) to determine that the plaintiffs could not initiate a second action based on counterclaims that should have been asserted in the previous Southern District case.

Reasoning: Under Federal Rule of Civil Procedure 13(a), a party must assert any counterclaim arising from the same transaction as the opposing party's claim, particularly to prevent the filing of a second action based on an unasserted counterclaim from the first.

Dismissal of Duplicative Actions

Application: The court dismissed the current action because it was duplicative of claims already addressed in a previous case before Magistrate Judge Francis.

Reasoning: The current action is dismissed as it is duplicative of claims already addressed in the Southern District Magistrate’s Court concerning the case Haaretz Daily News, et al. v. Chani, Inc. et al. 98 CV 2878.

First Filed Rule

Application: The court acknowledged the 'first filed' rule, which gives priority to the first suit filed when two lawsuits arise from the same transactions but are in different jurisdictions.

Reasoning: When two lawsuits arise from the same transactions but are filed in different jurisdictions, the priority of the forum must be established before considering the case's merits. The 'first filed' rule typically grants priority to the first suit, unless special circumstances are demonstrated.

Sanctions Under Rule 11 and 28 U.S.C. 1927

Application: The defendants' request for sanctions, costs, and attorney fees was transferred to Magistrate Judge Francis in the Southern District of New York.

Reasoning: The defendants Lowenfeld and Carmon requested sanctions, costs, and attorney fees under Rule 11 and 28 U.S.C. 1927, but this motion is transferred to Magistrate Judge James C. Francis IV in the Southern District of New York.