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United States v. LoCascio

Citation: 185 F. App'x 88Docket: No. 05-6983-cr

Court: Court of Appeals for the Second Circuit; June 13, 2006; Federal Appellate Court

Narrative Opinion Summary

In this case, the defendant, who pleaded guilty to money laundering under 18 U.S.C. 1957, appealed his conviction, arguing that the government breached the plea agreement during sentencing. The plea agreement contained stipulations regarding the government's position on sentencing within the Guidelines range and on potential downward departures. The government did not oppose a downward departure based on family circumstances but highlighted the defendant's criminal history and the serious nature of his crime when discussing sentencing factors under 18 U.S.C. 3553(a). The court held that these actions did not constitute a breach, as the plea agreement allowed the government to provide relevant information. The court found the government's comments to be mild and justified, aligning with the precedent set in United States v. Amico, and distinguished from United States v. Vaval. The district court's judgment was affirmed, and the defendant was ordered to surrender by a specified date, with the stay of surrender being vacated. The court concluded that the defendant's reasonable expectations concerning his sentence were met, as the sentence imposed was notably below the Guidelines range.

Legal Issues Addressed

Comparison to Precedent Cases in Determining Breach

Application: The court distinguished this case from United States v. Vaval, finding that the government's conduct was not as provocative and was aligned with the precedent set in United States v. Amico.

Reasoning: LoCascio's attempt to compare his case to United States v. Vaval, where a breach was found due to highly negative characterizations of the defendant's history, was not persuasive.

Government's Role in Sentencing under Plea Agreements

Application: The government retained the right to provide relevant information to the court regarding sentencing factors, which did not breach the plea agreement.

Reasoning: The plea agreement acknowledged this right, allowing the government to inform the court of pertinent details, including the defendant's criminal activities.

Interpretation of Plea Agreements

Application: The court interprets plea agreements de novo, resolving ambiguities in favor of the defendant.

Reasoning: The court interprets plea agreements de novo, favoring the defendant in case of ambiguities.

Non-Breach of Plea Agreement by Government Comments

Application: Comments made by the government were deemed 'mild, non-provocative, merely informative, and substantially justified,' aligning with precedent that such conduct does not breach the plea agreement.

Reasoning: 'Mild, non-provocative, merely informative, and substantially justified' comments made by the government do not violate the plea agreement's obligation against opposing a downward adjustment, as established in Amico.