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Giacchetti v. Everhome Mortg. & Fed. Nat'l Mortg. Ass'n (In re Giacchetti)

Citation: 584 B.R. 441Docket: Case No. 17–10641–MSH; Adversary Proceeding No. 17–1038

Court: United States Bankruptcy Court, D. Massachusetts; April 2, 2018; Us Bankruptcy; United States Bankruptcy Court

Narrative Opinion Summary

The case involves a motion to dismiss filed by Everhome Mortgage and Fannie Mae against Tracy Giacchetti's complaint in a bankruptcy proceeding. The complaint challenges a foreclosure sale of her home, with Giacchetti asserting claims under Bankruptcy Code §§ 544(a)(3), 548, and 551. The pivotal legal issues include claim preclusion and standing under Chapter 13. The court applied the Massachusetts doctrine of claim preclusion to dismiss Count II, based on a previous state court judgment involving the same facts. Giacchetti's failure to appeal that judgment solidified its finality. However, Counts I and III were not precluded, as Count I involved a new trustee strong-arm claim, and Count III was derivative of Count I. The court acknowledged that while Chapter 13 debtors typically lack standing to exercise a trustee's avoiding powers, Giacchetti could invoke direct standing under Bankruptcy Code § 522(h) to contest the foreclosure sale due to an unrecorded deed. Therefore, the court denied the motion to dismiss Counts I and III, allowing these claims to proceed, while Count II was dismissed. The outcome reaffirms claim preclusion principles and clarifies standing issues for Chapter 13 debtors in bankruptcy avoidance actions.

Legal Issues Addressed

Avoidance of Transfers under Bankruptcy Code § 544(a)(3)

Application: The court found that Ms. Giacchetti could proceed with Count I based on her standing to avoid the foreclosure sale due to the unrecorded deed at the time of her bankruptcy filing.

Reasoning: Under Bankruptcy Code § 544(a)(3), a trustee can avoid property transfers that are voidable by a bona fide purchaser if the deed was unrecorded at the time of the bankruptcy.

Claim Preclusion under Massachusetts Law

Application: The court applied the doctrine of claim preclusion to dismiss Count II of Giacchetti's complaint, as it was based on the same set of facts as those in her prior state court action.

Reasoning: The second element, identity of the cause of action, is fulfilled if the prior claim arises from the same set of facts, even if different evidence or legal theories are presented in the subsequent action.

Preservation of Avoided Transfers under Bankruptcy Code § 551

Application: Count III, which seeks to preserve any avoided transfer for the bankruptcy estate, is contingent upon the success of Count I, and thus the court denied the motion to dismiss Count III.

Reasoning: Count III, which relies on Bankruptcy Code § 551 to preserve avoided transfers for the bankruptcy estate, is similarly upheld if Ms. Giacchetti prevails in count I.

Standing of Chapter 13 Debtors

Application: The court acknowledged that while Chapter 13 debtors generally lack standing to exercise a trustee's avoiding powers, Ms. Giacchetti had direct standing under Bankruptcy Code § 522(h) to pursue counts I and III.

Reasoning: Despite differing opinions in case law, the prevailing view in this district maintains that a Chapter 13 debtor does not have standing as a debtor in possession. Nevertheless, the court does not need to address this standing issue since Ms. Giacchetti possesses direct standing under Bankruptcy Code § 522(h)...