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Weiss v. Morgan Stanley Investment Management

Citation: 345 F. App'x 713Docket: No. 08-2266-cv

Court: Court of Appeals for the Second Circuit; September 16, 2009; Federal Appellate Court

Narrative Opinion Summary

The judicial opinion addresses the appeal of a summary judgment dismissing claims of discrimination and retaliation brought by a former vice president against her employer, Morgan Stanley Investment Management. The plaintiff alleged discrimination based on gender, age, national origin, and religion, and claimed retaliation following her discrimination complaint. The district court granted summary judgment in favor of Morgan Stanley, finding that the plaintiff established a prima facie case of retaliation, but the employer provided a legitimate, non-retaliatory reason for her termination, namely her inclusion in a reduction in force prior to her complaint. On appeal, the plaintiff challenged the admissibility of Morgan Stanley's evidence, arguing it was not properly authenticated, but the court noted this objection was not raised at the district level, thus undermining her appeal. The court affirmed the district court's judgment, citing the lack of evidentiary objections below and the legitimacy of the reduction in force rationale. The outcome upheld Morgan Stanley's decision to terminate the plaintiff, with the appeal failing to establish a causal connection between the complaint and the termination.

Legal Issues Addressed

Authentication of Evidence on Appeal

Application: Weiss' failure to raise authentication objections at the district level precluded the issue on appeal.

Reasoning: Weiss argued that Morgan Stanley's evidence for summary judgment was not properly authenticated, rendering it inadmissible. However, this objection was not raised in the district court, and as conceded by Weiss’ counsel, it is critical since parties are not required to authenticate documents if their authenticity was not challenged below.

Employer's Burden to Provide Legitimate Reason

Application: Upon establishment of a prima facie case, the employer must show a non-discriminatory reason for termination.

Reasoning: If Weiss meets this burden, Morgan Stanley must show a non-discriminatory reason for her termination, after which Weiss can challenge the legitimacy of that reason.

Prima Facie Case of Retaliation

Application: To establish a prima facie case of retaliation, the plaintiff must demonstrate engagement in protected activity, employer awareness, adverse action, and a causal connection.

Reasoning: For Weiss to establish a prima facie case of retaliation, she must demonstrate that she engaged in protected activity, the employer was aware of it, an adverse action was taken, and a causal connection exists between the two.

Reduction in Force as a Legitimate Reason

Application: Morgan Stanley provided a legitimate, non-retaliatory reason for Weiss' termination, citing her inclusion in a reduction in force prior to her complaint.

Reasoning: Morgan Stanley provided a legitimate, non-retaliatory reason for her termination: Weiss was included in a reduction in force (RIF) as early as June or July 2003, prior to her discrimination complaint, negating any causal link between the complaint and her termination.

Summary Judgment Review Standards

Application: The court reviews summary judgments de novo, resolving ambiguities in favor of the nonmovant.

Reasoning: The court reviews summary judgments de novo and must favor the nonmovant when resolving ambiguities.