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Telcordia Technologies, Inc. v. Telkom Sa, Ltd.

Citation: 95 F. App'x 361Docket: No. 03-7099

Court: Court of Appeals for the D.C. Circuit; April 9, 2004; Federal Appellate Court

Narrative Opinion Summary

The United States Court of Appeals for the District of Columbia affirmed the dismissal of Telcordia's petition to enforce a partial arbitral award against Telkom, based on forum non conveniens and lack of personal jurisdiction. Telcordia argued that the forum non conveniens basis was not supported by the New York Convention on the Recognition and Enforcement of Foreign Arbitral Awards, which aims to facilitate the enforcement of international arbitral awards. However, the appellate court found it unnecessary to address these issues because Article VI of the New York Convention allows for adjournment of enforcement proceedings if there is a pending application to set aside the award in another jurisdiction. In this case, Telkom had successfully applied to the High Court of South Africa to set aside the award. The appellate court affirmed the district court's decision on this alternative ground, interpreting 'adjourn' as permitting a dismissal without prejudice. The judgment will remain unpublished, and the mandate will be held for seven days pending any potential petitions for rehearing.

Legal Issues Addressed

Adjournment Under Article VI of the New York Convention

Application: The court affirmed that a district court may adjourn enforcement of an arbitral award if an application to set aside the award is pending in a foreign jurisdiction, as was the case with Telkom's application in South Africa.

Reasoning: However, the court noted that it need not address the forum non conveniens issue or personal jurisdiction, as Article VI of the New York Convention permits a district court to 'adjourn' enforcement decisions if an application to set aside or suspend the award is pending before a competent authority.

Affirmation of Judgment on Alternate Grounds

Application: The appellate court affirmed the district court's dismissal based on grounds properly raised below, such as the adjournment under Article VI, even though the district court did not rely on it.

Reasoning: The court emphasized that it can affirm a judgment on any ground properly raised below, even if the district court did not rely on it.

Forum Non Conveniens in Enforcement of Arbitral Awards

Application: The court upheld the district court's dismissal of the petition to enforce an arbitral award on the grounds of forum non conveniens, despite Telcordia's argument that such a basis is not included in the New York Convention.

Reasoning: Telcordia contends that the dismissal on the grounds of forum non conveniens is erroneous, arguing that this basis is not included in Articles V or VI of the New York Convention on the Recognition and Enforcement of Foreign Arbitral Awards.

Personal Jurisdiction in Dismissal of Petitions

Application: The district court's dismissal of the petition for lack of personal jurisdiction was upheld, although it was not the primary focus of the appellate court's decision.

Reasoning: The United States Court of Appeals for the District of Columbia has affirmed the district court's judgment that granted Telkom's motion to dismiss Telcordia's petition to enforce a partial arbitral award...based on forum non conveniens and lack of personal jurisdiction.