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United States v. Quang Le Phan

Citation: 93 F. App'x 108Docket: No. 03-50134; D.C. No. CR-02-00891-GAF-03

Court: Court of Appeals for the Ninth Circuit; March 3, 2004; Federal Appellate Court

Narrative Opinion Summary

In this appellate case, the defendant, having been convicted and sentenced for possession of counterfeit securities under 18 U.S.C. § 513(a), contests the sufficiency of evidence, the denial of a 'minimal role' sentencing reduction, and the sentencing based on the full value of the counterfeit checks. The appellate court, exercising jurisdiction under 28 U.S.C. § 1291 and 18 U.S.C. § 3742, reviews the sufficiency of the evidence de novo and affirms the district court's judgment. The evidence presented at trial was deemed sufficient to support the conviction, as it allowed the jury to find the essential elements of the crime beyond a reasonable doubt, either under direct liability or aiding and abetting theories. The defendant's involvement in transporting and delivering the counterfeit checks established constructive possession and intent to deceive. The trial court's decision to deny the defendant a four-level 'minimal role' sentencing reduction was upheld, as the defendant was found to have played a 'minor role,' warranting only a two-level reduction. Furthermore, the sentencing based on the full value of the counterfeit checks was justified by the jury's conviction. Consequently, the appellate court affirmed the overall ruling, noting that the disposition is not intended for publication or citation in other cases.

Legal Issues Addressed

Aiding and Abetting Liability

Application: Phan's conviction was also supported under aiding and abetting theory, as evidence showed he knowingly assisted others in the offense.

Reasoning: The government was not required to prove that Phan personally possessed the counterfeit checks, as it sufficed to demonstrate that he knowingly aided others who did.

Constructive Possession and Intent to Deceive

Application: The court determined that Phan's role as the driver and participant in the delivery of counterfeit checks established constructive possession and inferred intent to deceive, supporting his conviction under direct liability.

Reasoning: Phan's actions—knowing of the illegal activities, participating in the delivery, and personally handing over checks—establish his constructive possession.

Denial of Minimal Role Sentencing Adjustment

Application: The trial court's denial of a four-level reduction for a 'minimal role' was upheld, finding Phan instead played a 'minor role' and granting a two-level reduction, a decision reviewed for clear error.

Reasoning: The trial court's denial of Phan's request for a four-level sentencing reduction based on a 'minimal role' in the crime was upheld, as it found he played a 'minor role.'

Sentencing Based on Full Value of Counterfeit Checks

Application: The court affirmed the sentencing level based on the full value of the counterfeit checks, as Phan was convicted for possessing twenty checks valued at $20,000 each.

Reasoning: Phan's challenge to the sentencing level based on the full value of the counterfeit checks was rejected, as the jury convicted him for possessing twenty checks valued at $20,000 each.

Sufficiency of Evidence for Conviction

Application: The court reviewed the sufficiency of the evidence de novo and found that a rational trier of fact could determine the essential elements of the crime beyond a reasonable doubt, supporting the conviction.

Reasoning: The evidence must allow a rational trier of fact to find the essential elements of the crime beyond a reasonable doubt.