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Sherman v. Dalkon Shield Trust (In re A.H. Robins Co.)

Citations: 213 B.R. 810; 1997 Bankr. LEXIS 1688Docket: No. 85-01307-R

Court: District Court, E.D. Virginia; October 20, 1997; Federal District Court

Narrative Opinion Summary

In this case, the claimant, a non-user of the Daikon Shield, sought to challenge an ADR decision regarding his claim related to his wife's use of the Daikon Shield IUD. The claimant filed a Motion To Enforce The Plan and to set aside the ADR decision, which the Daikon Shield Claimants Trust opposed. The Court denied the motion, emphasizing that relief from ADR decisions is only granted under extreme circumstances, which were not demonstrated. Despite presenting evidence of his wife's pelvic inflammatory disease and infertility, the claimant failed to establish causation for his loss of consortium claim. Additionally, the Court upheld the inadmissibility of the Trust's settlement offers in the ADR process and found no misinterpretation of the Plan by the ADR referee. The claimant alleged misconduct and procedural violations, but the Court determined these allegations stemmed from dissatisfaction with the claims process rather than actual misconduct. Ultimately, the Court found no grounds to vacate the ADR decision, closing the claim against the Trust. The Court also noted the claimant's pro se status and recognized procedural issues with his submissions but maintained the decision based on pleadings alone.

Legal Issues Addressed

Admission of Settlement Offers in ADR Proceedings

Application: The Court reaffirmed that the Trust's prior settlement offers are inadmissible in ADR proceedings, supporting Referee Sales' exclusion of such evidence.

Reasoning: Additionally, the Court reaffirmed that the Trust's prior settlement offers are inadmissible in ADR proceedings, a principle acknowledged by Referee Sales during the hearing.

Causation in Loss of Consortium Claims

Application: The Court upheld the decision that Mr. Sherman failed to prove causation regarding his wife's use of the Daikon Shield, despite presenting testimony and medical records.

Reasoning: Referee Michelle M. Sales ruled against Mr. Sherman’s claim for loss of consortium, stating he failed to prove causation despite showing his wife used the device.

Enforcement of ADR Decisions

Application: The Court emphasizes that relief from ADR decisions is granted only under extreme circumstances, which Mr. Sherman failed to demonstrate.

Reasoning: The Court reiterated that relief from ADR decisions is granted only under extreme circumstances, which Mr. Sherman failed to demonstrate.

Interpretation of ADR Rules and Plan

Application: The Court found no misinterpretation of the Plan by Referee Sales in Mr. Sherman’s ADR hearing and dismissed claims of ADR rule violations.

Reasoning: The Court affirms the holding of Fleming, stating that Referee Sales did not misinterpret the Plan in Mr. Sherman’s ADR hearing.

Pro Se Litigant Considerations

Application: The Court recognized Mr. Sherman's pro se status and addressed procedural issues related to his submissions but found no basis for vacating the ADR decision.

Reasoning: The Court acknowledges Mr. Sherman’s pro se status and his prior attempts to reverse the ADR decision.