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Cross Medical Products, Inc. v. Medtronic Sofamor Danek, Inc. And Medtronic Sofamor Danek Usa, Inc.

Citations: 480 F.3d 1335; 82 U.S.P.Q. 2d (BNA) 1065; 2007 U.S. App. LEXIS 6415; 2007 WL 817660Docket: 05-1415

Court: Court of Appeals for the Federal Circuit; March 20, 2007; Federal Appellate Court

Narrative Opinion Summary

In this appellate case, Cross Medical Products, Inc. accused Medtronic Sofamor Danek, Inc. of infringing U.S. Patent No. 5,474,555 through its screw designs. Initially, the district court found infringement of claim 5 under the doctrine of equivalents, leading to a permanent injunction. However, this was the second appeal in the litigation, following a previous reversal of summary judgment and injunction in favor of Cross Medical. Medtronic's redesigned screws were found not to infringe claim 5, either literally or equivalently, as the Federal Circuit determined that the redesign did not meet the threading requirements specified in the patent. The court reversed the summary judgment of infringement for the redesigned screws and instructed the district court to grant summary judgment of non-infringement. Further, the appellate court remanded issues concerning the validity and infringement of claim 7, specifically addressing unresolved factual matters on obviousness. The decision affirmed the district court's findings on anticipation and indefiniteness but recognized jurisdictional issues regarding a cross-appeal for claim 7, ultimately vacating and remanding the summary judgment on Medtronic's original screws for reassessment. Each party was ordered to bear its own costs.

Legal Issues Addressed

Doctrine of Equivalents and Prosecution History Estoppel

Application: The district court found that Medtronic's redesigned screws infringed claim 5 under the doctrine of equivalents by determining that a prior narrowing amendment was only tangentially related to the accused equivalent, thus not subject to estoppel under Festo.

Reasoning: The district court found that Medtronic's redesigned screws infringe claim 5 under the doctrine of equivalents, concluding that a prior narrowing amendment was only tangentially related to the accused equivalent, thus not subject to estoppel under Festo.

Jurisdictional Issues and Cross-Appeal Requirements

Application: The court declined to address the jurisdictional dispute regarding claim 7, agreeing with Medtronic that a cross-appeal was necessary for consideration, but vacated and remanded the district court’s summary judgment concerning the original screws.

Reasoning: Regarding the original screws, there is a jurisdictional dispute; Medtronic asserts that a cross-appeal is necessary for this court to consider the issue, while Cross Medical argues for its consideration as an alternative basis for the district court's second permanent injunction. The court agrees with Medtronic and decides not to address the merits but concurs with Cross Medical that the district court should revisit this matter in light of the First Appeal.

Literal Infringement and Thread Depth Limitation

Application: Medtronic's redesigned screws were found not to literally infringe claim 5 because the design substituted threads with a groove or undercut, which did not meet the requirement for threads extending below the rod's top surface.

Reasoning: Claim 5 describes a fixation device for stabilizing bone segments of the spine, detailing the configuration of anchors, an elongated stabilizer rod, and securing means with specific threading requirements. The court determined that Medtronic's redesign, which substituted threads with a groove or undercut, failed to meet the requirement for threads extending below the rod's top surface, thus not constituting literal infringement.

Summary Judgment and Non-Infringement

Application: The Federal Circuit reversed the district court's summary judgment of infringement for the redesigned screws and instructed the district court to grant summary judgment of non-infringement.

Reasoning: The court instructed the district court to grant summary judgment of non-infringement for the redesigned screws and noted that issues regarding the validity of claim 7 and its infringement by Medtronic's original screws needed to be reassessed based on the earlier ruling.

Validity and Obviousness Challenges

Application: The court affirmed the district court's findings on anticipation and indefiniteness for claim 7 but reversed the judgment on obviousness due to unresolved material facts, remanding for further proceedings.

Reasoning: The court of appeals affirmed the district court's findings on anticipation and indefiniteness for claim 5 but identified unresolved material facts regarding obviousness. Consequently, the court affirmed the district court’s summary judgment on validity concerning anticipation and indefiniteness for claim 7, reversed the judgment on obviousness, and remanded for further proceedings.