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Bill Graham Archives v. Dorling Kindersley Limited, Dorling Kindersley Publishing, Inc. And Rr Donnelley & Sons Company, Docket No. 05-2514-Cv

Citations: 448 F.3d 605; 78 U.S.P.Q. 2d (BNA) 1764; 34 Media L. Rep. (BNA) 1782; 2006 U.S. App. LEXIS 11593Docket: 605

Court: Court of Appeals for the Second Circuit; May 9, 2006; Federal Appellate Court

Narrative Opinion Summary

This case concerns an appeal by Bill Graham Archives, LLC (BGA) against Dorling Kindersley Limited and associated parties (collectively DK) regarding a copyright infringement claim dismissed by the Southern District of New York. BGA, holding copyrights on certain artistic images, claimed that DK reproduced seven concert posters in their book 'Grateful Dead: The Illustrated Trip' without permission. The primary legal issue was whether DK’s reproduction of these images constituted fair use under the Copyright Act. The district court granted summary judgment to DK, finding their use transformative, as it presented the images in a historical and biographical context, rather than for their original promotional purpose. The appellate court reviewed the decision de novo and affirmed the district court's ruling, emphasizing that DK's transformative use did not harm BGA's market. The court analyzed the fair use factors, highlighting that DK's integration of the images into a larger narrative did not exploit their expressive value. Despite acknowledging the creative nature of the images, the court determined that the transformative use, reduced size, and minimal market impact justified a finding of fair use, ultimately rejecting BGA’s infringement claims.

Legal Issues Addressed

Amount and Substantiality in Fair Use

Application: The complete reproduction of images in reduced size, integrated into a larger work, was found to align with fair use due to the transformative context.

Reasoning: Despite the complete reproduction of copyrighted images, the smaller size minimized their artistic impact, aligning with a transformative purpose that recognized the images as historical artifacts.

Effect of Use on Market Value

Application: The court found no market harm to BGA, as DK's use did not affect BGA's licensing market or serve as a substitute for the original works.

Reasoning: The ruling concludes that DK's use of BGA's images is transformatively different from their original purpose, aligning with Castle Rock's principle that copyright holders cannot block fair use in transformative markets.

Fair Use under Copyright Act Section 107

Application: The court affirmed that DK's use of BGA’s copyrighted images in a book was transformative, falling under the fair use exception.

Reasoning: The primary legal question was whether DK's reproduction constituted fair use under the Copyright Act. The district court applied the fair use test and concluded that DK's use was indeed fair, leading to the summary judgment in favor of DK.

Nature of the Copyrighted Work

Application: The creative nature of the images was acknowledged, but the transformative use by DK reduced the weight of this factor against fair use.

Reasoning: The district court found this factor weighed against DK due to the creative nature of the images, yet it assigned limited weight since the posters have been widely published.

Transformative Use in Fair Use Analysis

Application: DK's use of the images was deemed transformative because it presented them as historical artifacts in a biographical context, differing from their original promotional purpose.

Reasoning: The court ruled that DK’s chronological presentation of images in a biographical context differed significantly from their original expressive use, leading to a strong presumption in favor of fair use.