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Warren Wesley Summerlin v. Dora B. Schriro, Director of Arizona Department of Corrections

Citations: 427 F.3d 623; 2005 U.S. App. LEXIS 22316; 2005 WL 2621506Docket: 98-99002

Court: Court of Appeals for the Ninth Circuit; October 17, 2005; Federal Appellate Court

Narrative Opinion Summary

The case involves an appeal by Warren Wesley Summerlin challenging the denial of his habeas corpus petition on grounds of ineffective assistance of counsel during the penalty phase of his capital murder trial. Summerlin was initially convicted and sentenced to death for the murder of Brenna Bailey. The Ninth Circuit reversed the district court's decision, finding that Summerlin's attorney failed to adequately investigate and present mitigating evidence, thus violating his Sixth Amendment rights. The case navigated complex procedural history, including a Supreme Court ruling in Ring v. Arizona that invalidated judge-based sentencing in capital cases, which the Ninth Circuit initially applied retroactively to vacate Summerlin's death sentence. However, the Supreme Court later reversed this retroactive application. Ultimately, the Ninth Circuit concluded that Summerlin met the Strickland v. Washington standard for ineffective assistance by demonstrating both deficient performance and resulting prejudice. As a result, the court granted habeas relief concerning the penalty phase, instructing the lower court to issue the writ unless the State initiated resentencing. The decision underscores the critical importance of defense counsel's duty to investigate in capital cases and the impact of procedural and substantive legal standards on the outcome of death penalty appeals.

Legal Issues Addressed

Duty to Investigate Mitigating Evidence in Capital Cases

Application: The defense counsel's failure to investigate and present mitigating evidence related to Summerlin's mental health and social history constituted ineffective assistance during the penalty phase.

Reasoning: Specifically during penalty phase proceedings, there is a duty to investigate the defendant's background and personal circumstances, as factors such as disadvantage or mental health issues may render a defendant less culpable.

Ineffective Assistance of Counsel under the Sixth Amendment

Application: The Ninth Circuit determined that Summerlin received ineffective assistance of counsel during the penalty phase of his trial, as his attorney failed to conduct a meaningful investigation into potential mitigating evidence.

Reasoning: The primary issue determined was whether Summerlin received effective assistance of counsel during sentencing, which the court concluded he did not.

Prejudice Requirement under Strickland v. Washington

Application: Summerlin demonstrated sufficient prejudice from his counsel's ineffective assistance, as the lack of mitigating evidence likely affected the sentencing outcome.

Reasoning: The court holds that Summerlin has demonstrated sufficient prejudice under the standards of Strickland, warranting habeas corpus relief.

Retroactivity of Legal Principles

Application: The Ninth Circuit initially ruled that Ring v. Arizona applied retroactively to Summerlin's case, necessitating the vacating of his death sentence, but the Supreme Court reversed this decision.

Reasoning: However, the Supreme Court reversed this decision, ruling that Ring did not retroactively apply to cases final on direct review.

Standard for Evaluating Ineffective Assistance Claims

Application: Claims of ineffective assistance of counsel are reviewed as mixed questions of law and fact, with de novo review applied to legal questions and clear error standard for factual findings under pre-AEDPA law.

Reasoning: Under this law, claims of ineffective assistance of counsel are reviewed as mixed questions of law and fact, with de novo review applied to the legal questions and clear error standard for factual findings.