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United States v. Kennard Carter

Citations: 421 F.3d 909; 2005 U.S. App. LEXIS 18299; 2005 WL 2036230Docket: 03-10377

Court: Court of Appeals for the Ninth Circuit; August 25, 2005; Federal Appellate Court

Narrative Opinion Summary

In this case, the appellant contested a two-point sentence enhancement under the United States Sentencing Guidelines § 2K2.1(b)(4) for possessing a firearm with an altered or obliterated serial number. The issue centered on the interpretation of 'altered or obliterated' within the guideline, which had not been previously defined by the Ninth Circuit. The appellant, a felon in possession of a firearm, argued that the enhancement was inappropriate because the serial number on the firearm was traceable through forensic methods. However, the district court and the Ninth Circuit found that the serial number, although detectable by microscopy, was not visible to the naked eye and thus qualified as altered or obliterated under the guideline. The court emphasized that the enhancement serves to reduce the circulation of firearms that appear untraceable, thereby discouraging their transfer and potential use in criminal activities. The legal reasoning relied on the plain language of the guideline, its structural context, and legislative history, which did not suggest an alternative interpretation. The judgment affirmed the enhancement, upholding the appellant's sentence of 46 months imprisonment and three years supervised release, recognizing no Sixth Amendment violations as the factual basis for the enhancement was conceded by the appellant.

Legal Issues Addressed

Interpretation of 'Altered or Obliterated' under U.S.S.G. 2K2.1(b)(4)

Application: The Ninth Circuit interprets that a serial number is considered 'altered or obliterated' if it is materially changed, making accurate identification less accessible, regardless of whether it is detectable by means such as microscopy.

Reasoning: The court asserts that a serial number not visible to the naked eye but detectable by microscopy qualifies as altered or obliterated.

Plain Language and Legislative History in Statutory Interpretation

Application: The court relies on the plain language of the guideline and its legislative history, finding no alternate meaning for 'altered or obliterated' and affirming the enhancement's application based on ordinary word meanings.

Reasoning: The court finds the language clear and asserts that the ordinary meaning of 'altered' and 'obliterated' does not support the argument that a serial number must be rendered untraceable for the guideline to apply.

Sentence Enhancement under U.S.S.G. 2K2.1(b)(4)

Application: The court upholds a sentence enhancement based on the presence of an altered serial number on a firearm, emphasizing that the enhancement aims to discourage the transfer of firearms that appear untraceable.

Reasoning: The district court rejected this argument, emphasizing that the enhancement is aimed at discouraging the transfer of firearms that appear untraceable due to their higher street value and potential use in illicit activities.

Sixth Amendment and Sentencing Enhancements

Application: Carter's Sixth Amendment rights were upheld because he admitted the serial number was indecipherable to the naked eye, removing the need for further jury determination on this fact.

Reasoning: Carter's Sixth Amendment rights were upheld as he acknowledged that his firearm’s serial number was 'not decipherable by the naked eye,' eliminating the need for further plea admissions or jury determinations regarding this fact.