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Dubaldo v. Dubaldo

Citations: 14 Conn. App. 645; 542 A.2d 750; 1988 Conn. App. LEXIS 220Docket: 5701

Court: Connecticut Appellate Court; June 14, 1988; Connecticut; State Appellate Court

Narrative Opinion Summary

The case involves an appeal by the defendant in a dissolution action, challenging the trial court's denial of his motion for a mistrial. The controversy arose from an ex parte discussion between the trial judge and a witness, who was also the plaintiff's attorney and romantic partner, conducted without the presence of either party or their counsel. This interaction led to the defendant's concern about the judge's impartiality, particularly under Canon 3(C)(1) of the code of judicial conduct, which addresses the appearance of impartiality. The trial court denied the mistrial motion, despite acknowledging the potential appearance of impropriety. The appellate court found that the trial judge's actions could lead reasonable observers to question her impartiality, even if actual bias was not evident. Consequently, it was determined that the denial of the motion for a mistrial was improper, resulting in the setting aside of the judgment and a remand for a new trial. The decision underscores the critical nature of maintaining both the appearance and reality of judicial impartiality in dissolution proceedings.

Legal Issues Addressed

Disqualification Standards under Canon 3(C) of Judicial Conduct

Application: The standard under Canon 3(C)(1) was applied, focusing on whether the judge's impartiality could be reasonably questioned due to her actions, even absent evidence of actual bias.

Reasoning: Disqualification of judges in Connecticut is dictated by General Statutes § 51-391 and Canon 3(C) of the code of judicial conduct... This standard emphasizes the appearance of impartiality rather than actual bias.

General Statutes § 51-39 and Judicial Disqualification

Application: The statute was deemed inapplicable as the trial judge had no familial or financial interests in the case, shifting the focus to the appearance of impartiality under Canon 3(C).

Reasoning: General Statutes § 51-39 is not applicable here, as the trial judge had no blood relation or financial interest in the case.

Judicial Impartiality and Disqualification

Application: The trial judge's ex parte communication with a witness who had a personal relationship with the plaintiff raised questions about the judge's impartiality, necessitating disqualification based on the appearance of impropriety.

Reasoning: The key issue is not the judge's actual impartiality, but whether her actions could lead observers to reasonably question it. The judge's ex parte discussion with the witness created an appearance of impropriety, warranting disqualification without needing proof of actual bias.

Mistrial in Family Law Proceedings

Application: The trial court's denial of the defendant's motion for a mistrial was improper due to the judge's ex parte communication, which compromised the appearance of impartiality during the dissolution proceedings.

Reasoning: The trial court failed to grant the defendant's motion for a mistrial despite no actual bias from the trial judge being demonstrated, which the defendant acknowledged. However, the circumstances raised concerns about the appearance of impropriety, leading to the decision to set aside the judgment and remand the case for a new trial.