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United States v. Irwin A. Schiff Cynthia Neun Lawrence N. Cohen, AKA Larry D.C. No. Cohen, Individually, and All Doing Business as Freedom Books, www.livetaxfree.com, www.paynoincometax.com and www.ischiff.com

Citations: 379 F.3d 621; 32 Media L. Rep. (BNA) 2090; 94 A.F.T.R.2d (RIA) 5460; 2004 U.S. App. LEXIS 16351Docket: 03-16319

Court: Court of Appeals for the Ninth Circuit; August 9, 2004; Federal Appellate Court

Narrative Opinion Summary

This case involves appellants challenging a preliminary injunction issued by the District Court of Nevada, which prohibits the promotion of tax evasion schemes, particularly those advocating 'zero-income' tax theories. The appellants argue that the injunction is overly broad and infringes on their First Amendment rights, particularly concerning their book, 'The Federal Mafia,' and the mandates to disclose customer lists and post the injunction on their websites. The Ninth Circuit Court of Appeals affirms the district court's decision, holding that the government demonstrated a likelihood of success on the merits, thus justifying the injunction. The court emphasizes that the book constitutes commercial speech, which is afforded less protection under the First Amendment, particularly when it involves misleading content. The injunction is supported by 26 U.S.C. § 7408, allowing action against tax evasion promotion, and is deemed necessary to prevent future violations. The court also supports the compelled speech requirement, arguing it serves a legitimate interest in informing consumers about the potential legal risks of engaging with the defendants' products, thus upholding the injunction's scope and provisions as constitutionally valid.

Legal Issues Addressed

Commercial Speech and the First Amendment

Application: The court determined that the book 'The Federal Mafia' constitutes commercial speech and is subject to regulation because it advertises Schiff's tax avoidance products.

Reasoning: The district court, relying on precedents like *Estate Preservation Services*, determined that *The Federal Mafia* constitutes commercial speech and can be enjoined, as it serves as an advertisement for Schiff's tax avoidance products.

Compelled Speech and First Amendment

Application: The requirement to post the injunction on defendants' websites was upheld as it serves to inform customers of the illegality of tax schemes, balancing commercial disclosure with First Amendment rights.

Reasoning: The requirement to post the injunction serves to inform potential customers of the illegality of these tax schemes, which the court found permissible under the First Amendment.

Fraudulent Commercial Speech

Application: The injunction against 'The Federal Mafia' was deemed appropriate because it involves fraudulent commercial speech that misleads consumers about tax obligations.

Reasoning: The court affirmed the injunction as a valid restriction on fraudulent commercial speech, thus not needing to explore other bases for the injunction, such as inciting lawlessness or aiding criminal activity.

Preliminary Injunctions under 26 U.S.C. § 7408

Application: The court affirmed the issuance of a preliminary injunction based on the government's likely success on the merits and potential future violations by the defendants.

Reasoning: The Ninth Circuit has jurisdiction under 28 U.S.C. § 1292(a) and affirms the injunction, concluding that the government has demonstrated a likelihood of success on the merits and that the injunction does not violate the appellants' rights.