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Conagra Brands, Inc. v. Glenn Hegar, Comptroller of Public Accounts of the State of Texas And Ken Paxton, Attorney General of the State of Texas

Citation: Not availableDocket: 03-21-00111-CV

Court: Court of Appeals of Texas; August 24, 2022; Texas; State Appellate Court

Original Court Document: View Document

Narrative Opinion Summary

In this case, Conagra Brands, Inc. contested a franchise tax ruling by the Texas Comptroller and Attorney General, which was upheld by the 345th District Court of Travis County. The dispute centered on whether Conagra could include gross proceeds from commodity futures contracts in the denominator of its apportionment factor for franchise tax calculation. The trial court concluded that only net proceeds should be included, denying Conagra a refund for taxes paid between 2011 and 2014. The court relied on Texas Tax Code section 171.1011(g-2), which excludes the tax basis of sold securities from total revenue calculations. Conagra's transactions were classified as non-inventory securities used for hedging, and thus not eligible for inclusion in gross receipts for apportionment purposes. Despite Conagra's argument that these transactions should be treated as inventory under the Internal Revenue Code, the court found no basis for this classification. The court affirmed that under amended federal tax law, hedging transactions are treated as ordinary income, not capital assets. Consequently, the trial court's decision was upheld, affirming the correct calculation of Conagra's franchise tax liability and denying the requested refund.

Legal Issues Addressed

Exclusion of Non-Inventory Securities from Gross Receipts

Application: The court found that Conagra's commodity futures and options, classified as non-inventory securities, could not be included in the apportionment factor's denominator as gross receipts.

Reasoning: Sales of Conagra’s non-inventory securities were not recorded as inventory on its consolidated federal income tax records. These securities do not qualify as merchandise, raw materials, or any other category of inventory related to Conagra’s food products.

Federal Tax Treatment of Hedging Transactions

Application: The court affirmed that gains and losses from hedging transactions are treated as ordinary income and not as capital assets, aligning with Treasury regulations.

Reasoning: Congress amended § 1221 in 1999 to explicitly exclude hedging transactions from capital asset classification, indicating that gains or losses from these activities are treated as ordinary income, regardless of their relation to inventory.

Franchise Tax Apportionment under Texas Law

Application: The court determined that Conagra's franchise tax liability was correctly calculated using only net proceeds from commodity futures contracts in the apportionment factor denominator.

Reasoning: The trial court ruled that only net proceeds are permissible for this calculation, denying Conagra a refund for franchise taxes paid from 2011 to 2014.

Hedging Transactions and Inventory Classification

Application: Conagra's argument that its hedging transactions should be treated as inventory was rejected, as they do not meet the classification under the Internal Revenue Code.

Reasoning: Conagra argued that its non-inventory securities function as inventory because they are used to hedge the costs of raw materials. However, the trial court’s finding, which Conagra does not contest, states they are not physically part of Conagra’s inventory.

Interpretation of Texas Tax Code Section 171.1011(g-2)

Application: The court held that the tax code mandates excluding the tax basis of sold securities from total revenue calculations, impacting the inclusion in the apportionment factor.

Reasoning: Receipts excluded by statute from total revenue cannot be counted in the apportionment factor. Specifically, Texas Tax Code section 171.1011(g-2) mandates excluding the tax basis of sold securities and loans from total revenue calculations.