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Norian Corporation v. Stryker Corporation, Defendant-Cross

Citations: 363 F.3d 1321; 70 U.S.P.Q. 2d (BNA) 1508; 2004 U.S. App. LEXIS 6545Docket: 02-1490

Court: Court of Appeals for the Federal Circuit; April 6, 2004; Federal Appellate Court

Narrative Opinion Summary

Norian Corporation initiated a legal action against Stryker Corporation for allegedly infringing two of its patents related to calcium phosphate compositions for medical applications. The District Court for the Northern District of California ruled the claims of the '264 patent invalid for anticipation and obviousness, a decision affirmed by the Federal Circuit. The case involved complex claim construction, with specific terms defined based on the patent specification and prosecution history. The court determined that Norian's claims were anticipated by prior art and obvious in light of existing patents, supported by expert testimony. Though the district court found no inequitable conduct by Norian, it allowed the jury to consider evidence of misstatements to the patent examiner. The court dismissed Norian's claim of willful infringement due to insufficient evidence. Regarding the '065 patent, the district court initially ruled non-infringement due to an additional component in Stryker's kit, but this was reversed on appeal, with the appellate court remanding for further proceedings on damages. The interpretation of 'consisting of' in claim terms was pivotal, emphasizing its closed nature regarding chemical components but allowing unrelated additions. Ultimately, the appellate court upheld the district court's denial of a new trial, affirming Stryker's non-infringement of the '065 patent claims, while remanding for damages related to the reversed summary judgment.

Legal Issues Addressed

Claim Construction in Patent Law

Application: In determining infringement and validity, the district court provided definitions for terms in the claims, emphasizing the context of technical terms based on the specification and prosecution history.

Reasoning: The district court provided specific definitions for terms within the claims, including 'phosphoric acid source' as 'an acidic chemical that acts as a source of phosphate,' and outlined the process for creating the composition.

Inequitable Conduct

Application: The district court found no inequitable conduct but allowed evidence of misstatements to the examiner, emphasizing the distinction between inequitable conduct and validity challenges.

Reasoning: Norian's counsel acknowledged a factual misstatement regarding the Brown patent during trial preparation, which the district court deemed not a material misrepresentation with deceptive intent.

Interpretation of 'Consisting of' in Patent Claims

Application: The appellate court reversed the district court's interpretation of 'consisting of' to include only specified chemical components, allowing additional mechanical components.

Reasoning: Upon appeal, the court clarified that 'consisting of' pertains solely to the listed chemical components and does not eliminate unrelated components.

Obviousness in Patent Law

Application: The jury and district court found Norian's patent claims obvious based on prior art references, supported by expert testimony about technical similarities.

Reasoning: The district court concluded that there was sufficient evidence for a reasonable jury to find claim 1 obvious, as well as claims 7 and 8 related to bone tissue and repair.

Patent Infringement and Validity

Application: Norian Corporation alleged patent infringement against Stryker Corporation, with the district court finding claims of the '264 patent invalid and the Federal Circuit affirming the invalidity for anticipation and obviousness.

Reasoning: The jury concluded that claims 1, 7, and 8 of the '264 patent were invalid due to anticipation by a 1991 document and also found them invalid for obviousness.

Public Accessibility and Printed Publication

Application: The court found insufficient evidence that a 1991 IADR Abstract constituted a printed publication, impacting its status as prior art under 35 U.S.C. § 102(b).

Reasoning: The district court granted judgment in favor of Norian, citing insufficient evidence of the Abstract's availability at the IADR meeting.

Summary Judgment of Non-Infringement

Application: The district court granted summary judgment of non-infringement for the '065 patent, interpreting 'consisting of' as limiting to specified components, which was later reversed on appeal.

Reasoning: The district court granted Stryker summary judgment of non-infringement based on the inclusion of a spatula in the BoneSource® kit, which was not recited in Norian's claims.

Willful Patent Infringement

Application: The burden of proving willful infringement was not met by Norian, resulting in dismissal, supported by the absence of evidence of copying or failure to obtain counsel's opinion.

Reasoning: The court ruled that Norian failed to present sufficient evidence to establish a prima facie case of willfulness, and thus Stryker was not required to show evidence of an opinion of counsel.