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John Acevedo v. First Union National Bank, a Foreign Banking Corporation

Citations: 357 F.3d 1244; 2004 U.S. App. LEXIS 1126; 2004 WL 112770Docket: 02-16334

Court: Court of Appeals for the First Circuit; January 25, 2004; Federal Appellate Court

Narrative Opinion Summary

In this appellate case, the court reviewed a decision concerning the liability of First Union National Bank for unclaimed cashier's checks issued by the now-defunct Southeast Bank. John Acevedo appealed the district court's summary judgment in favor of First Union, which was based on the application of 12 U.S.C. § 1822(e) and an Assistance Agreement with the FDIC. The district court concluded that First Union fulfilled its obligations by returning unclaimed deposits to the FDIC. However, the appellate court found no evidence that the FDIC provided the requisite notice to Acevedo, a key requirement under § 1822(e) that would bar claims against First Union. The court clarified that First Union's liability derived from the Assistance Agreement, not the bank merger, and remanded the case for further proceedings to determine compliance with the notice requirement. The court emphasized that summary judgment is only appropriate when there is no genuine issue of material fact and the moving party is entitled to judgment as a matter of law. This decision highlights the necessity of adhering to statutory notice requirements to extinguish depositor claims post-bank insolvency.

Legal Issues Addressed

Application of 12 U.S.C. § 1822(e)

Application: The court determined that First Union is not liable for unclaimed deposits if the FDIC properly notified depositors, a requirement not met in this case due to a lack of evidence of notice.

Reasoning: Under 12 U.S.C. § 1822(e), a depositor's rights against the assuming bank are barred if they fail to claim their insured deposit within eighteen months after receiving notice from the FDIC.

Burden of Proof for FDIC Notice

Application: The court emphasized that the party invoking the statute must prove that the FDIC provided the necessary notice to depositors, which was absent in this case.

Reasoning: The burden of proof lies with the party invoking the statute to show that the FDIC provided the necessary notice.

Liability under the Assistance Agreement

Application: The court found that First Union's responsibility for unclaimed deposits was governed by the Assistance Agreement with the FDIC, not by the merger with Southeast Bank.

Reasoning: The court clarifies that First Union's liability originated from the Assistance Agreement with the FDIC, not from a merger with Southeast Bank.

Remand for Further Proceedings

Application: The absence of evidence confirming the FDIC's mailing of notice necessitated a remand to the district court for further review.

Reasoning: The lack of evidence confirming the FDIC mailed this notice necessitates a remand to the district court for further review.

Summary Judgment Standards

Application: The appellate court upheld that summary judgment should only be granted when there is no genuine issue of material fact, adhering to the same standards as the district court.

Reasoning: The court conducts a de novo review of a district court's grant of summary judgment, adhering to the same standards as the district court.