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Pioneer Magnetics, Inc. v. Micro Linear Corporation

Citations: 330 F.3d 1352; 66 U.S.P.Q. 2d (BNA) 1859; 2003 U.S. App. LEXIS 10859; 2003 WL 21255928Docket: 00-1012

Court: Court of Appeals for the Federal Circuit; June 2, 2003; Federal Appellate Court

Narrative Opinion Summary

This case involves a patent infringement dispute between Pioneer Magnetics, Inc., holder of United States Patent No. 4,677,366, and Micro Linear, Inc. The patent concerns a 'unity power factor power supply' with specific claims detailing components like a rectifier and a switching analog multiplier. During patent prosecution, Pioneer amended certain claims to address prior art objections, particularly regarding the 'switching' limitation. In 1995, Pioneer sued Micro Linear for patent infringement. However, during claim interpretation, the court found that Pioneer could not assert infringement under the doctrine of equivalents due to prosecution history estoppel, as the amendment narrowed the claims to avoid prior art. Pioneer argued that the amendment was inadvertent, but the court held that the prosecution history did not support this claim. The court ruled that Micro Linear's products did not infringe either literally or under the doctrine of equivalents, leading to a summary judgment of non-infringement in favor of Micro Linear. The decision was affirmed, emphasizing that the burden was on Pioneer to prove the amendment was unrelated to patentability, which it failed to do, thereby limiting its claims through estoppel.

Legal Issues Addressed

Burden of Proof on Patent Holder

Application: The patent holder bears the burden of proving that an amendment was not related to patentability to avoid prosecution history estoppel.

Reasoning: It is the patent holder's burden to show that amendments were not related to patentability. If no adequate explanation is provided, the court presumes a substantial reason linked to patentability for the amendment.

Doctrine of Equivalents and Foreseeability

Application: The court rules that the doctrine of equivalents is restricted when the equivalent was foreseeable at the time of amendment, as evidenced by the prosecution history.

Reasoning: The court further asserts that Pioneer is estopped from claiming that a non-switching multiplier circuit is equivalent to the switching multiplier circuit limitation because the non-switching circuit was foreseeable at the time of the amendment, and the amendment directly addressed the prior art.

Inadvertent Amendment Claims

Application: Pioneer's claim that the amendment was inadvertent is rejected because the prosecution history does not support this assertion.

Reasoning: The prosecution history does not substantiate that the 'switching' amendment was inadvertent; rather, it suggests that Pioneer intentionally amended the claim, possibly neglecting to update the Remarks section.

Patent Claim Amendment and Prosecution History Estoppel

Application: The court determines that amendments made during prosecution to a patent claim can invoke prosecution history estoppel, limiting the patent holder's ability to claim infringement under the doctrine of equivalents.

Reasoning: The parties subsequently agreed to summary judgment of non-infringement in favor of Micro Linear, as its products did not literally infringe the claims, and prosecution history estoppel barred Pioneer from asserting infringement under the doctrine of equivalents.