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Burlington Northern Santa Fe Railroad Company, a Delaware Corporation v. The Assiniboine and Sioux Tribes of the Fort Peck Reservation, Montana Arlyn Headdress, Chairman of the Fort Peck Tribal Executive Board Mervyn Shields, Director, Tax Department of the Assiniboine and Sioux Tribes

Citations: 323 F.3d 767; 2003 Cal. Daily Op. Serv. 2329; 55 Fed. R. Serv. 3d 47; 2003 Daily Journal DAR 2968; 2003 U.S. App. LEXIS 4716Docket: 01-35681

Court: Court of Appeals for the Ninth Circuit; March 16, 2003; Federal Appellate Court

Narrative Opinion Summary

The case involves Burlington Northern Santa Fe Railroad Company (BN), which operates a rail line across the Fort Peck Indian Reservation, governed by the Assiniboine and Sioux Tribes. The Tribes imposed a 4% ad valorem tax on BN, which BN initially paid but later challenged based on recent legal developments. A prior Ninth Circuit ruling had upheld the tax, but subsequent Supreme Court and appellate decisions clarified that federally granted rights-of-way through Indian trust land are equivalent to non-Indian fee land, thus exempt from such taxation without express congressional delegation. BN sought summary judgment in federal court, which was granted, enjoining the Tribes from imposing the tax. The appellate court affirmed the district court's decision, allowing limited discovery on whether BN's operations pose a threat to the Tribes, which could invoke the second Montana exception to tribal authority over non-members. The court also found that each tax year constitutes a new cause of action, thus res judicata does not apply. The case was remanded for further proceedings to allow the Tribes to gather evidence regarding potential threats from BN's rail operations.

Legal Issues Addressed

Issue Preclusion in Tax Cases

Application: The appellate court held that each tax year constitutes a new liability and cause of action, thus res judicata does not apply to prevent BN from challenging the tax based on changes in law.

Reasoning: The Tribes contended that res judicata barred challenges to their tax based on a previous case, Burlington I. However, the appellate court found that the necessary 'same transactional nucleus of facts' was absent between Burlington I and the current case, concluding that each tax year constitutes a new liability and separate cause of action, as established in prior case law.

Montana Exception for Tribal Authority

Application: The court allowed limited discovery to assess whether BN's activities posed a genuine threat to tribal integrity, potentially invoking the second Montana exception.

Reasoning: Upon reviewing the district court's summary judgment de novo, the appellate court affirmed most of the judgment but allowed the Tribes to conduct limited discovery on whether BN's activities pose a genuine threat to their political integrity, potentially invoking the second Montana exception.

Rule 56(f) Motions in Summary Judgment

Application: The court determined that denying the Tribes' Rule 56(f) motion was an abuse of discretion as they were not given adequate opportunity to gather essential evidence regarding BN's potential threat.

Reasoning: The Tribes demonstrated a reasonable belief that BN's use of its right-of-way poses a significant threat to the Reservation and did not have a fair opportunity to establish the extent of that threat. Consequently, the district court abused its discretion by deciding on the summary judgment motion prior to addressing the Tribes' Rule 56(f) motion.

Tribal Taxation of Non-Member-Owned Land

Application: The court ruled that the Tribes lack authority to impose an ad valorem tax on BN's right-of-way, which is equivalent to non-Indian fee land, without express congressional delegation.

Reasoning: The district court ultimately granted BN's motion for summary judgment, permanently enjoining the Tribes from imposing a tax, citing that the right-of-way is to be treated as non-Indian fee land, presumptively exempt from tribal authority per Montana v. United States.