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In re Smith

Citations: 775 So. 2d 1; 2000 La. LEXIS 3038; 2000 WL 1752214Docket: No. 00-B-2627

Court: Supreme Court of Louisiana; November 26, 2000; Louisiana; State Supreme Court

Narrative Opinion Summary

The case involves disciplinary proceedings against an attorney, Willie Fred Smith, who faced multiple formal charges from the Office of Disciplinary Counsel (ODC) due to complaints from clients alleging inadequate legal service and retention of unearned fees. Despite being ineligible to practice law due to failing to meet mandatory continuing legal education requirements, Smith continued to engage in unauthorized legal practice. Clients Robert Purifoy and Betty J. Marshall filed complaints after receiving little to no service and no refunds for fees paid. The disciplinary board found Smith guilty of violating several professional conduct rules, including lack of diligence and unauthorized practice. The hearing committee recommended a one-year suspension, followed by probation, emphasizing the need to uphold professional standards and prevent future violations. Aggravating factors included a pattern of misconduct and failure to cooperate with the disciplinary process. The board concurred, imposing a suspension of one year and one day, followed by probation, and requiring restitution of unearned fees. Smith must seek reinstatement per Supreme Court Rule XIX, 24(A), and remain compliant with all professional requirements to resume legal practice.

Legal Issues Addressed

Attorney Misconduct and Professional Responsibility

Application: The attorney, despite being ineligible, continued to engage in unauthorized legal practice and failed to provide adequate legal services to clients.

Reasoning: Willie Fred Smith, an attorney licensed in Louisiana but currently ineligible, faces eight counts of formal charges from the Office of Disciplinary Counsel (ODC).

Disciplinary Proceedings and Sanctions

Application: The disciplinary board recommended a suspension and probation, emphasizing the need to uphold professional standards.

Reasoning: The hearing committee determined that the respondent violated professional rules, recommending a one-year suspension followed by two years of probation, contingent on restitution and compliance with legal practice qualifications in Louisiana.

Failure to Provide Competent Representation

Application: Smith failed to perform the services for which he was retained, retained unearned fees, and did not communicate with clients.

Reasoning: The charges stem from multiple complaints by clients Robert Purifoy and Betty J. Marshall, both of whom retained Smith for succession proceedings but received little to no legal service and faced unreturned fees.

Restitution and Compliance Requirements

Application: The attorney must return unearned fees and comply with reinstatement procedures to resume practice.

Reasoning: The final decree mandates the suspension of Willie Fred Smith for one year and one day, followed by a two-year probationary period, and requires him to return unearned fees.

Unauthorized Practice of Law

Application: Smith engaged in legal activities while ineligible due to incomplete mandatory continuing legal education requirements.

Reasoning: Additionally, Smith became ineligible to practice law in August 1998 due to incomplete mandatory continuing legal education (MCLE) requirements but continued to engage in unauthorized legal practice.