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Patricia Heaton v. Monogram Credit Card Bank of Georgia v. Federal Deposit Insurance Corporation, Movant-Appellant

Citations: 297 F.3d 416; 52 Fed. R. Serv. 3d 1286; 2002 U.S. App. LEXIS 13599; 2002 WL 1454099Docket: 01-30104

Court: Court of Appeals for the Fifth Circuit; July 8, 2002; Federal Appellate Court

Narrative Opinion Summary

This case involves a class action initiated by a plaintiff against Monogram Credit Card Bank of Georgia, raising allegations of state usury law violations. The case was removed to federal court based on claims of federal preemption under the Federal Deposit Insurance Act. However, after procedural developments, including an amendment to the complaint, the plaintiff sought to remand the case back to state court and dismiss a Truth in Lending Act (TILA) claim. The Federal Deposit Insurance Corporation (FDIC) moved to intervene, asserting its interests and jurisdictional implications, but the district court dismissed the motion as moot following the remand order. On appeal, the Fifth Circuit reviewed the district court's denial of the FDIC's intervention and concluded that the FDIC met the criteria for intervention as of right. The appellate court found the district court had abused its discretion in denying intervention primarily on timeliness grounds. The FDIC's intervention was deemed necessary to establish federal jurisdiction, and the court reversed the district court’s orders, remanding the case for further proceedings. The court also addressed jurisdictional issues, noting the FDIC's statutory right to appeal remand orders, emphasizing the significance of the FDIC's role in federal banking law enforcement.

Legal Issues Addressed

Appealability of Remand Orders Involving FDIC

Application: The FDIC's right to appeal the remand order was upheld under 12 U.S.C. § 1819(b)(2)(C), allowing it to appeal despite the general rule against appealability of remand orders.

Reasoning: Since the FDIC was entitled to intervene, it also has the right to appeal the remand order under 12 U.S.C. § 1819(b)(2)(C), which allows appeals against any remand order from a U.S. district court, creating an exception to 28 U.S.C. § 1447(d).

Federal Jurisdiction and Intervention by FDIC

Application: The court determined that the FDIC should have been allowed to intervene, as its participation was crucial for establishing federal jurisdiction in the case.

Reasoning: The FDIC, which plays a significant role in federal banking law enforcement, should have been allowed to intervene.

Intervention as of Right under Rule 24(a)(2)

Application: The FDIC's application met the four criteria for intervention as of right: timely application, a claimed interest in the action, potential impairment of that interest, and inadequate representation by existing parties.

Reasoning: Intervention as of right under Rule 24(a)(2) requires four criteria: timely application, a claimed interest in the action, potential impairment of that interest by the action's disposition, and inadequate representation by existing parties.

Jurisdiction Over Remand Orders

Application: The court affirmed that it lacked jurisdiction over Monogram's appeal of the remand order but could review the denial of the FDIC's intervention under the collateral order doctrine.

Reasoning: The court determined it lacked jurisdiction over Monogram's appeal but reinstated Heaton's TILA claim, asserting that the district court lost jurisdiction to dismiss it upon remand.

Timeliness of Intervention Motions

Application: The court found that the FDIC's motion to intervene was timely, considering the totality of circumstances, and the district court abused its discretion in denying it.

Reasoning: Although the court did not provide written findings, oral statements suggested issues with timing. The court ultimately abused its discretion regarding timeliness.