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United States v. Juan Ramirez, Also Known as "Tony Tko", Also Known as "Scarface" Luis Ramirez Ernesto Martinez, Also Known as "Ene" Justin Perez, Also Known as Gem Haydee Huertas Lnu1-98cr0438-006, Also Known as Rafaelito Albert Colon Shirley Calcano Freddy Santiago Jose Colon, Also Known as Mike Odiot Demetrius, Also Known as J. Boogie Manuel Gonzalez, Also Known as Manny Julio Castillo, Also Known as Tito, Lnu2-98cr0438-014, Also Known as John Doe 2, United States of America v. Juan Ramirez, AKA "Tony Tko", AKA "Scarface" Luis Ramirez Ernesto Martinez, AKA "Ene" Justin Perez, AKA Gem Haydee Huertas Lnu1-98cr0438-006, AKA Rafaelito Albert Colon Shirley Calcano Freddy Santiago Jose Colon, AKA Mike Odiot Demetrius, AKA Boogie Julio Castillo, Manuel Gonzalez, AKA Manny

Citations: 297 F.3d 185; 2002 U.S. App. LEXIS 15335Docket: 00-1664

Court: Court of Appeals for the Second Circuit; July 30, 2002; Federal Appellate Court

Narrative Opinion Summary

This case involves the appeals of two defendants, Doe #2 and Manuel Gonzalez, who were both transferred from juvenile to adult status under the Juvenile Delinquency Act (JDA) and subsequently faced serious charges related to their involvement in a criminal enterprise. The appellate court consolidated their appeals, focusing solely on the transfer orders. Doe #2 was charged with multiple acts of juvenile delinquency, including murder and armed robbery, and was transferred to adult prosecution after the district court found rehabilitation unlikely. Gonzalez, similarly facing serious charges, pled guilty and received a thirty-five-year sentence, waiving his right to appeal. Both defendants contested their transfers, arguing the JDA did not apply since they turned twenty-one during proceedings. However, the court affirmed the transfers, referencing statutory factors such as the nature of their offenses and their recidivist behavior, which justified adult prosecution. The court concluded there was no abuse of discretion in the transfer decisions, as both defendants' serious criminal conduct and low potential for rehabilitation necessitated adult status under the JDA. The appellate court upheld the district court's orders, confirming both the transfer and Gonzalez's conviction.

Legal Issues Addressed

Factors for Adult Transfer under 18 U.S.C. § 5032

Application: The district court evaluated six statutory factors, including the nature of the alleged offenses and the defendants' history, to justify transferring Doe #2 and Gonzalez to adult status.

Reasoning: The district court thoroughly evaluated the six factors. It found that Doe #2's age and psychological maturity were neutral, while his social background, intellectual development, and availability of treatment options weighed against transfer.

Juvenile Delinquency Act Applicability

Application: The court holds that the Juvenile Delinquency Act applies if the defendant was under 21 at the time of the filing of juvenile information, even if the defendant turns 21 during the proceedings.

Reasoning: Courts have consistently ruled that JDA applicability hinges on the defendant's age at the time juvenile information is filed.

Transfer from Juvenile to Adult Status under 18 U.S.C. § 5032

Application: The district court’s decision to transfer both defendants to adult status was upheld, given the serious nature of their offenses and the low likelihood of rehabilitation.

Reasoning: The court addressed challenges to the transfer orders only, affirming the district court's decisions, concluding there was no abuse of discretion in transferring the defendants from juvenile to adult status.

Waiver of Appeal Rights upon Guilty Plea

Application: Gonzalez’s waiver of his right to appeal following his guilty plea was deemed to include the transfer order challenge, though the court also found the transfer appropriate regardless.

Reasoning: Regarding Manuel Gonzalez, the government contended that by pleading guilty and waiving his appeal rights, he also waived any challenge to the transfer order.