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United States v. Brian Campbell

Citations: 291 F.3d 1169; 2002 Cal. Daily Op. Serv. 4793; 2002 Daily Journal DAR 6142; 2002 U.S. App. LEXIS 10609; 2002 WL 1160624Docket: 01-50167

Court: Court of Appeals for the Ninth Circuit; June 3, 2002; Federal Appellate Court

Narrative Opinion Summary

In this case, a California personal injury attorney, Campbell, appealed the denial of his motion for attorney's fees under the Hyde Amendment following the dismissal of his indictment for mail fraud. The Ninth Circuit reviewed the district court's decision for abuse of discretion. Campbell's indictment was dismissed after he completed a diversion agreement that included restitution and community service. He argued that the district court erred in ruling that he was not a 'prevailing party' and failed to find governmental bad faith. The court applied the Buckhannon standard, requiring a material alteration in the legal relationship through a judgment or consent decree to qualify as a prevailing party. Campbell did not meet this standard, as he admitted to paying a 'gratuity' and fulfilled the diversion agreement's obligations, akin to a convicted defendant. Consequently, the district court's denial of attorney's fees was upheld, affirming that Campbell failed to prove entitlement. The decision was made without oral argument, underscoring the lack of abuse of discretion by the district court in its interpretation of the Hyde Amendment and relevant case law precedents.

Legal Issues Addressed

Burden of Proof in Claiming Attorney's Fees

Application: Campbell bore the burden of proof to establish his entitlement to attorney's fees under the Hyde Amendment, which he failed to meet.

Reasoning: Campbell has the burden of proof to establish his entitlement to the fees.

Definition of 'Prevailing Party' under the Hyde Amendment

Application: The court applied the Buckhannon standard from the EAJA, requiring a material alteration in the legal relationship of the parties through a judgment or consent decree to qualify as a prevailing party.

Reasoning: In Perez-Arellano v. Smith, the Ninth Circuit adopted Buckhannon's standard for determining a prevailing party under the Equal Access to Justice Act (EAJA), requiring a material alteration of the legal relationship through a judgment or consent decree.

Denial of Attorney's Fees for Lack of Prevailing Party Status

Application: The court concluded Campbell was not a prevailing party as he did not achieve a material alteration in his legal status, evidenced by his admission of wrongdoing and completion of diversion obligations.

Reasoning: The district court concluded Campbell was not a prevailing party based on three factors: he was neither acquitted nor exonerated, he admitted to paying a 'gratuity' in the diversion agreement, and he fulfilled obligations like restitution and community service.

Hyde Amendment and Attorney's Fees

Application: The Hyde Amendment allows for attorney's fees to be awarded to a prevailing party in criminal cases if the government's position is vexatious, frivolous, or in bad faith.

Reasoning: The Hyde Amendment permits attorney's fees to a prevailing party if the government's position is deemed vexatious, frivolous, or in bad faith.