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Day International, Inc. v. Reeves Brothers, Inc.

Citations: 260 F.3d 1343; 2001 WL 893905Docket: 00-1505

Court: Court of Appeals for the Federal Circuit; August 14, 2001; Federal Appellate Court

Narrative Opinion Summary

This case involves an appeal of a summary judgment of noninfringement in a patent dispute concerning methods for manufacturing compressible printing blankets. The appellant, owner of a patent disclosing a two-step process for curing printing blankets to achieve uniform void distribution and improved durability, alleged that the appellee’s manufacturing process infringed claims 1 and 21 of its patent. The key legal issue centered on claim construction, specifically the interpretation of the requirement that the compressible layer be cured below the melting point of the microcapsules. The appellee argued, and the district court agreed, that the patent was limited to initial curing at low temperatures, based on statements made by the patentee during prosecution to distinguish prior art. The Federal Circuit, reviewing the summary judgment de novo, affirmed this construction, holding that the accused process, which used higher melting point microcapsules and cured only at conventional high temperatures, did not literally infringe the patent. Furthermore, the court found that prosecution history estoppel barred the appellant from asserting infringement under the doctrine of equivalents, as the patentee had explicitly disclaimed conventional curing temperatures during prosecution. Accordingly, summary judgment of noninfringement was affirmed, and the appellant’s claims were dismissed.

Legal Issues Addressed

Claim Construction Based on Prosecution History

Application: The court interpreted the disputed claim language in light of statements made by the patentee during prosecution, finding that the patent scope was restricted to methods involving an initial low-temperature cure.

Reasoning: The magistrate judge determined that the patentee's arguments during the prosecution of the '928 patent narrowed its scope to processes requiring initial curing at low temperatures, specifically between 110-170 degrees Fahrenheit.

Doctrine of Equivalents and Prosecution History Estoppel

Application: The patentee's arguments to overcome prior art during prosecution created estoppel, preventing recapture of subject matter surrendered to distinguish the invention, thereby precluding infringement under the doctrine of equivalents.

Reasoning: Day's disavowal of prior art temperatures during the prosecution of the '928 patent invokes prosecution history estoppel, preventing Day from reclaiming previously surrendered subject matter.

Intrinsic Evidence in Claim Interpretation

Application: The court relied on intrinsic evidence, including the patent specification and prosecution history, to construe the meaning of disputed claim terms such as 'melting point of said microcapsules.'

Reasoning: However, the court must consider intrinsic evidence to see if the patentee provided a specific definition, disclaimed certain subject matter, or limited claim scope in any way.

Literal Infringement Requires Fulfillment of All Claim Limitations

Application: The court found no literal infringement because the accused process did not perform the initial curing step at low temperatures as required by the patent claims.

Reasoning: It is undisputed that Reeves utilizes Expancel 091 microcapsules, which have copolymer shells melting at around 330 degrees F, well above the vulcanization temperatures of 270-280 degrees F required for curing the compressible layer. Reeves has never cured the compressible layer at temperatures below 270 degrees F, indicating that its processes do not satisfy the 'maintaining' step of the '928 patent.

Summary Judgment in Patent Infringement Cases

Application: Summary judgment was affirmed where there were no genuine issues of material fact and the accused process did not fall within the construed scope of the asserted patent claims.

Reasoning: The review of the summary judgment is conducted de novo, ensuring it is granted only when no genuine issues of material fact exist. Summary judgment requires resolving all reasonable factual inferences against the moving party.