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Center for Biological Diversity v. Gale Norton, Secretary of the Department of the Interior

Citations: 254 F.3d 833; 2001 Daily Journal DAR 6271; 2001 Cal. Daily Op. Serv. 5086; 31 Envtl. L. Rep. (Envtl. Law Inst.) 20693; 52 ERC (BNA) 2082; 2001 U.S. App. LEXIS 13736; 2001 WL 687008Docket: 00-16020

Court: Court of Appeals for the Ninth Circuit; June 20, 2001; Federal Appellate Court

Narrative Opinion Summary

This case concerns an appeal by an environmental organization challenging the Secretary of the Interior’s compliance with statutory requirements under the Endangered Species Act (ESA) in response to petitions to list the Gila chub and Chiricahua leopard frog as endangered or threatened species. The organization filed petitions after both species had long been designated as candidates without formal listing action. The Secretary, invoking the Fish and Wildlife Service’s Petition Management Guidance (PMG) policy, declined to issue the required 90-day and 12-month findings, treating candidate status as sufficient and the petitions as redundant. The district court granted summary judgment for the Secretary, holding that the PMG policy satisfied ESA requirements. On appeal, the Ninth Circuit reversed, holding that the ESA unambiguously mandates the Secretary to make and publish specific findings on all petitions within prescribed deadlines, regardless of candidate status. The court found that the PMG policy’s avoidance of these procedural requirements, including comprehensive Federal Register publication and timely decision-making, undermines both judicial review and the legislative purpose of the ESA. The appeal regarding the Chiricahua leopard frog was rendered moot by the publication of a proposed listing rule, but the claim as to the Gila chub remained live. The court remanded for further proceedings, instructing strict adherence to statutory procedures and timelines for species listing petitions under the ESA.

Legal Issues Addressed

Congressional Intent and Statutory Deadlines in the Listing Process

Application: The court reaffirmed that the addition of mandatory deadlines for action on petitions in the ESA demonstrates Congressional intent to ensure timely review and prevent indefinite administrative delay in species protection.

Reasoning: Congressional amendments to the ESA explicitly introduced mandatory deadlines for the Secretary to act on petitions, reinforcing the need for prompt decisions in the listing and delisting process.

Insufficiency of Candidate Status as Compliance with Statutory Findings

Application: The court determined that designating a species as a candidate does not fulfill the Secretary’s obligation to issue a 'warranted,' 'not warranted,' or 'warranted but precluded' finding, as required by statute, nor does it meet the requirement to publish a comprehensive rationale.

Reasoning: Candidate status does not fulfill the findings requirements of 'warranted but precluded.' Although it may align with the intent of such a finding, it fails to meet the legal obligation to publish a comprehensive finding in the Federal Register that includes the rationale behind the decision.

Invalidity of the Petition Management Guidance (PMG) Policy under the ESA

Application: The court found that the PMG policy, which allows the Secretary to forgo making and publishing required findings for candidate species in response to listing petitions, is inconsistent with the ESA's statutory framework and deadlines.

Reasoning: The PMG policy, therefore, permits avoidance of necessary explanations which does not comply with the ESA's stipulations.

Judicial Review and the Necessity of Agency Findings under the ESA

Application: The court emphasized that only a properly published 'warranted but precluded' finding, with supporting rationale, provides a sufficient basis for judicial review of the Secretary’s listing decisions, and mere designation as a candidate species does not satisfy this requirement.

Reasoning: The findings that determine a species is 'warranted but precluded' are essential for the petition process, allowing public engagement and providing a framework for judicial review of the Secretary's decisions.

Mootness and Ongoing Justiciability in ESA Listing Cases

Application: The court found that the petition regarding the Chiricahua leopard frog was moot due to the publication of a proposed rule for its listing, but the claim regarding the Gila chub remained justiciable because no final action had been taken.

Reasoning: In June 2000, a proposed rule to list the Chiricahua leopard frog as threatened was published, rendering the Center's appeal regarding the frog moot, while the status of the Gila chub remains unchanged and its case is still under review.

Procedural Requirements for Species Listing Petitions under the Endangered Species Act (ESA)

Application: The court held that the ESA requires the Secretary to make specific findings within prescribed timeframes—90 days for initial assessment, and 12 months for a final determination—when responding to petitions to list species, regardless of whether the species is already designated as a candidate.

Reasoning: The Endangered Species Act (ESA) mandates that the Secretary must evaluate the merit of a petitioned request within 90 days and make a decision on action within 12 months, including the possibility of a 'warranted but precluded' finding.