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Susan Stemler v. City of Florence Bobby Joe Wince Thomas Dusing and John Dolan, William Chipman, Administrator of the Estate of Conni Black v. City of Florence Bobby Joe Wince Thomas Kenner John Dolan Ron Kenner, Boone County Sheriff Rob Reuthe and Chris Alsip

Citation: 126 F.3d 856Docket: 96-5993

Court: Court of Appeals for the Sixth Circuit; November 12, 1997; Federal Appellate Court

Narrative Opinion Summary

The United States Court of Appeals for the Sixth Circuit reviewed two appeals stemming from incidents involving police actions on February 18, 1994. In the first appeal, Conni Black's estate alleged that her substantive due process rights were violated when officers coerced her into leaving with her abusive boyfriend, leading to her death in a car accident. The district court dismissed claims against individual officers on qualified immunity grounds, and the appellate court examined whether the law at the time clearly established a duty to protect Black. The court reversed the dismissal of Black's complaint against the officers, determining their actions may have constituted a constitutional violation. In the second appeal, Susan Stemler challenged her arrest for DUI, claiming false arrest, malicious prosecution, and equal protection violations due to discrimination based on her perceived sexual orientation. The appellate court affirmed the district court's summary judgment on her false arrest and malicious prosecution claims, citing probable cause established in earlier state court proceedings. However, the court reversed the dismissal of her equal protection claim, acknowledging potential discriminatory enforcement. Claims against municipal defendants under 42 U.S.C. § 1983 were dismissed, as plaintiffs failed to demonstrate liability based on municipal policies or customs. The cases were remanded for further proceedings consistent with the appellate court's findings regarding the individual officers' actions and potential equal protection violations.

Legal Issues Addressed

Equal Protection and Selective Enforcement

Application: Stemler's claim of selective enforcement under the Equal Protection Clause was considered valid due to alleged discriminatory prosecution based on her perceived sexual orientation.

Reasoning: The decision is supported by Kentucky's doctrine of issue preclusion, which states that a previously litigated and determined issue is conclusive in subsequent actions between the same parties.

Evidence Fabrication in Criminal Proceedings

Application: The court addressed Stemler's allegations of evidence fabrication by police officers, noting the lack of proper pleading regarding this claim.

Reasoning: Stemler claims that even if probable cause existed for her prosecution, Wince committed a constitutional tort by fabricating evidence against her, violating her due process rights.

False Arrest and Malicious Prosecution

Application: Stemler's claims of false arrest and malicious prosecution were dismissed due to the existence of probable cause for her DUI arrest, as established in prior state court proceedings.

Reasoning: The Boone County Circuit Court granted summary judgment to the defendants on April 2, 1996, establishing that Officer Wince had probable cause to arrest Stemler for DUI.

Municipal Liability under 42 U.S.C. § 1983

Application: Municipal liability was assessed based on whether the plaintiffs demonstrated a constitutional violation directly attributable to municipal policies or customs, which they failed to do.

Reasoning: It is established that a municipality can only be held liable for constitutional violations directly attributable to its own policies or customs and not for the actions of its employees under a theory of vicarious liability.

Qualified Immunity for Police Officers

Application: The court reviewed whether the officers were entitled to qualified immunity, ultimately finding that the law was not clearly established regarding the officers' duty under the circumstances.

Reasoning: The district court found the applicable substantive due process law to be unclear and conflicting, concluding that reasonable police officers would not have known their actions were unlawful, thus supporting the officers' claim for qualified immunity.

Substantive Due Process under the Fourteenth Amendment

Application: The court evaluated whether the actions of officers in coercing Black into a truck with her abusive boyfriend constituted a violation of her substantive due process rights.

Reasoning: Black alleged that individual officers violated her substantive due process rights under the Fourteenth Amendment by coercing her into a truck against her will.