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Shelton v. Wilson

Citations: 185 Fed. Appx. 696; 185 F. App'x 696; 2006 U.S. App. LEXIS 16161; 2006 WL 1737221Docket: No. 04-35658

Court: Court of Appeals for the Ninth Circuit; June 23, 2006; Federal Appellate Court

Narrative Opinion Summary

In this case, an individual (Shelton) purchased a claim from an asbestos removal firm, ATEZ, and sought to bar the discharge of the debt in bankruptcy proceedings filed by the debtor (Wilson) and her husband. The debtor contested Shelton's standing as a creditor under 11 U.S.C. § 523(a), arguing that he was actually a collection agency under Oregon law and had failed to register as required. The Bankruptcy Court, led by Chief Judge Radcliffe, denied Shelton's claim, concluding that he was a collection agency and did not qualify for the factoring services exemption he asserted. On appeal, the Oregon District Court upheld this decision, with Judge Aiken affirming that Shelton was an unregistered collection agency. The court also dismissed Shelton's due process claims related to notice and opportunity to present defenses. Further appeal to the appellate court resulted in a de novo review that agreed with the lower courts' findings. The court's decision is not to be published or cited except under specific Ninth Circuit rules. As a result, Shelton's efforts to collect the debt were unsuccessful, and the discharge of the debtors' obligations was not barred.

Legal Issues Addressed

Collection Agency Registration Requirements under Oregon Law

Application: Shelton's failure to register as a collection agency disqualified him from pursuing the claim in bankruptcy proceedings.

Reasoning: Chief Bankruptcy Judge Radcliffe rejected this argument... He concluded that Shelton fit the definition of a collection agency but did not meet the exemption criteria.

Constitutional Due Process in Bankruptcy Proceedings

Application: Shelton's due process claims regarding lack of notice and denial of opportunity to present defenses were dismissed as lacking merit.

Reasoning: Aiken also dismissed Shelton's newly raised constitutional due process claims regarding lack of notice about a hearing and the denial of the opportunity to present affirmative defenses.

Exemption Criteria for Factoring Services

Application: The court found that Shelton's activities did not qualify for the factoring services exemption, as merely having an agreement did not suffice to meet statutory exclusion.

Reasoning: If merely having an agreement sufficed, the statutory exclusion would effectively nullify the definition of 'collection agency.'

Non-Publication of Disposition and Citation Restrictions

Application: The appellate court's decision is not for publication and cannot be cited in future proceedings except as permitted by Ninth Circuit Rule 36-3.

Reasoning: The disposition of the case is not for publication and may not be cited in future court proceedings except as outlined by Ninth Circuit Rule 36-3.

Standing as a Creditor under 11 U.S.C. § 523(a)

Application: The court determined that Shelton did not possess standing as a 'creditor' because he was classified as a 'collection agency' under Oregon law and failed to register as such.

Reasoning: Wilson and Krysl argued he lacked standing as a 'creditor' under 11 U.S.C. § 523(a) because he was classified as a 'collection agency' under Oregon law and had not registered as required.