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Richard Don Kurtzeborn, Personal Representative of the Estate of Ruth K. Gilmore v. Citizens National Bank, Rawley J. Dent, Individually Judd Dent Chartered, a Professional Association William J. Kelly, Jon R. Viets, Individually and Viets & Gorman, a Partnership

Citations: 116 F.3d 489; 1997 U.S. App. LEXIS 20153Docket: 96-3212

Court: Court of Appeals for the Tenth Circuit; June 18, 1997; Federal Appellate Court

Narrative Opinion Summary

In a diversity case, the personal representative of an estate brought suit against a bank and individuals for breach of fiduciary duty and legal malpractice during probate proceedings. The plaintiff alleged that the defendants' failure to timely petition for a commissioner to elect against a deceased spouse's will caused damages to the estate. The District Court for Kansas granted summary judgment for the defendants, determining that any damages were due to the plaintiff's decision to settle, as Kansas law allowed commissioner appointments until a family settlement was finalized. The Tenth Circuit affirmed, applying a de novo standard of review and finding no reversible error. The appellant argued the defendants' late petition violated statutory deadlines but failed to recognize the absence of such deadlines for incompetent persons under Kansas law. The court ruled the settlement was voluntary and not compelled by any negligence, as the estate gained no advantage from the settlement. Consequently, the alleged negligence did not cause the petition's failure, and the district court's decision was upheld.

Legal Issues Addressed

Application of Kansas Probate Law

Application: The court found that Kansas law allowed the appointment of a commissioner until the finalization of the family settlement, thus negating claims of untimeliness.

Reasoning: Kansas law permitted the appointment of a commissioner until the finalization of the family settlement.

Breach of Fiduciary Duty and Legal Malpractice

Application: The case examined whether the defendants' failure to timely petition for the appointment of a commissioner constituted negligence resulting in damages to the estate.

Reasoning: Kurtzeborn claimed the defendants failed to timely petition for the appointment of a commissioner to enable Ruth, who was incapacitated at her husband James' death, to elect against his will.

De Novo Review Standard on Appeal

Application: The appellate court applied a de novo review standard and found no reversible error in the district court’s decision.

Reasoning: On appeal, the Tenth Circuit affirmed the district court's ruling, finding no genuine dispute over material facts and no reversible error in the application of the law.

Statutory Deadlines for Election Against a Will

Application: While the appellant cited a six-month deadline under Kan. Stat. Ann. 59-2233, the court found no similar restriction applied to incompetent individuals under Kan. Stat. Ann. 59-2234.

Reasoning: Regarding the six-month issue, the appellant is correct that Kan. Stat. Ann. 59-2233 imposes a six-month deadline for an election against a deceased spouse's will. However, Kan. Stat. Ann. 59-2234, which addresses cases involving incompetent persons, does not specify a similar deadline.

Summary Judgment in Favor of Defendants

Application: The court ruled that the defendants' actions did not cause any damage to the estate, as any potential damages were self-inflicted by the plaintiff's decision to settle.

Reasoning: The United States District Court for the District of Kansas granted summary judgment for the defendants, ruling that they did not cause any damage to Ruth's estate.

Voluntary Settlement and Equitable Powers

Application: The appellant's voluntary settlement prevented the probate court from addressing the commissioner appointment, eliminating claims of damages from alleged negligence.

Reasoning: Ultimately, the critical issue in Kurtzeborn's lawsuit is his voluntary participation in the settlement, which barred the state court from considering the exercise of equitable powers on Ruth's behalf.