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In re Polyurethane Foam Antitrust Litigation

Citations: 86 F. Supp. 3d 769; 2015 WL 507141Docket: Case No. 1:10 MD 2196

Court: District Court, N.D. Ohio; February 5, 2015; Federal District Court

Narrative Opinion Summary

In this case, plaintiffs, representing a class of Direct Purchasers, allege that firms in the flexible polyurethane foam market, including Foamex and its successor FXI, engaged in a long-standing price-fixing conspiracy, in violation of Section 1 of the Sherman Act. The proceedings focus on whether FXI, formed after Foamex's bankruptcy restructuring and asset sale, inherited antitrust liabilities or independently joined the conspiracy. Foamex, after financial struggles and a Chapter 11 filing, sold its assets in a court-approved process under Section 363(f) of the Bankruptcy Code, allowing FXI to acquire these assets free of claims. The court finds that FXI did not inherit liabilities as a successor, rejecting arguments of a de facto merger or mere continuation. However, the court acknowledges sufficient evidence for a jury to potentially find that FXI engaged in conspiratorial activities post-2009, based on communications and industry conduct, warranting further trial examination. Despite FXI's claims of contractual protections limiting antitrust injury, the court deems the potential harm to some customers sufficient to deny summary judgment on these grounds. Ultimately, the court grants FXI summary judgment regarding liability for Foamex’s actions but denies it for allegations of FXI's own conduct post-2009, allowing these claims to proceed to trial.

Legal Issues Addressed

Antitrust Conspiracy under Section 1 of the Sherman Act

Application: The court evaluates FXI's involvement in an alleged price-fixing conspiracy in the polyurethane foam market post-June 12, 2009.

Reasoning: Direct Purchasers allege that FXI is liable for participation in an antitrust conspiracy through two main theories: as a successor to its predecessor Foamex, and for joining the conspiracy after its establishment in 2009.

Antitrust Injury and Class Certification

Application: The court finds potential antitrust injury sufficient to preclude summary judgment, despite FXI's assertion of contractual protections.

Reasoning: The court rejected this argument, noting that the possibility of some customers being injured suffices to preclude summary judgment.

Asset Sale under Section 363(f) of the Bankruptcy Code

Application: The court affirms the sale of Foamex's assets to FXI free of pre-sale antitrust liabilities.

Reasoning: All conditions under Section 363(f) of the Bankruptcy Code were fully satisfied, allowing Foamex to sell its assets free of all liens and claims.

De Facto Merger Doctrine

Application: The court concludes no de facto merger occurred between Foamex and FXI, primarily due to lack of continuity of ownership.

Reasoning: The absence of continuity of ownership is conclusive against establishing a de facto merger.

Evidentiary Requirements for Antitrust Conspiracy

Application: The court acknowledges sufficient evidence for a jury to reasonably conclude FXI's involvement in price-fixing activities post-2009.

Reasoning: While the evidence does not overwhelmingly prove conspiracy, it is sufficient for a jury to reasonably conclude that FXI colluded with competitors to fix and coordinate foam pricing.

Mere Continuation Exception to Successor Liability

Application: The court determines that the mere continuation exception does not apply as Foamex remained a distinct corporate entity post-sale.

Reasoning: The mere continuation exception specifically requires the predecessor corporation's dissolution, which was not the case here.

Successor Liability in Bankruptcy Proceedings

Application: The court finds FXI is not a successor to Foamex and thus not liable for any pre-existing antitrust claims.

Reasoning: The court ultimately finds it is not, leading to a brief consideration of the first three arguments.