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Shelley K. Cole v. Kimberly-Clark Corporation

Citations: 102 F.3d 524; 1996 WL 698010Docket: 95-1505

Court: Court of Appeals for the Federal Circuit; February 17, 1997; Federal Appellate Court

Narrative Opinion Summary

In this case, the appellant contested a summary judgment from the U.S. District Court for the District of Arizona concerning alleged patent infringement by the appellee. The primary legal issue revolved around whether the appellee's training briefs infringed the appellant's U.S. Patent No. 4,743,239, which details a disposable training brief with specific structural features, notably 'perforation means' for tearing. The district court ruled in favor of the appellee, granting summary judgment of no literal infringement, as the appellee's products utilized bonded seams rather than the patented perforation design. Furthermore, the court found no infringement under the doctrine of equivalents due to prosecution history estoppel, wherein the appellant had effectively surrendered certain claim interpretations during patent prosecution. The Federal Circuit affirmed this judgment, although a dissenting opinion raised concerns about unresolved factual disputes and the appropriate application of the means-plus-function framework under 35 U.S.C. § 112, ¶ 6. Ultimately, the court's decision underscored the necessity for patent claims to meet specific structural requirements and the implications of prosecution history on claim interpretation, leading to a ruling of non-infringement in favor of the appellee.

Legal Issues Addressed

Doctrine of Equivalents and Prosecution History Estoppel

Application: Cole's claims under the doctrine of equivalents are barred by prosecution history estoppel, as Cole's patent prosecution distinguished her invention's 'perforation means' from ultrasonic bonded seams used by K-C.

Reasoning: The court granted K-C's motion for summary judgment of no infringement under the doctrine of equivalents.

Interpretation of Patent Claims - Means-Plus-Function

Application: The 'perforation means' in Cole's patent was not interpreted as a means-plus-function element under 35 U.S.C. § 112, p 6, because it described a definite structure with specific characteristics.

Reasoning: The court maintained that the 'perforation means' did not qualify as a means-plus-function element because it explicitly referred to a definite structure.

Literal Infringement under Patent Law

Application: The court determined that K-C's products do not literally infringe Cole's '239 patent because they lack the 'perforation means' required by the patent claims, as K-C's products use bonded seams instead of perforations.

Reasoning: The district court granted K-C summary judgment on Cole's literal infringement claim, finding no genuine issue of material fact regarding the 'perforation means' in Cole's patent.

Summary Judgment in Patent Infringement Cases

Application: The court emphasized that summary judgment requires no genuine issues of material fact, and in this case, it concluded that K-C's products did not infringe as a matter of law, both literally and under the doctrine of equivalents.

Reasoning: The court found no genuine issues of material fact and proceeded to de novo review of whether K-C, as a matter of law, could infringe Cole's patent.