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Monica Valentino Michael A. Hackard Hugo S. Jennings Wanda S. O'connor, Individually and on Behalf of All Others Similarly Situated v. Carter-Wallace, Inc. Wallace Laboratories, a Division of Carter-Wallace, Inc.

Citations: 97 F.3d 1227; 96 Cal. Daily Op. Serv. 7430; 35 Fed. R. Serv. 3d 731; 96 Daily Journal DAR 12193; 1996 U.S. App. LEXIS 26300Docket: 95-15935

Court: Court of Appeals for the Ninth Circuit; October 7, 1996; Federal Appellate Court

Narrative Opinion Summary

The case involves an interlocutory appeal regarding the district court's decision to conditionally certify a nationwide class and subclass in a products liability lawsuit against a pharmaceutical company concerning the drug Felbatol. The plaintiffs allege that Felbatol, marketed as an anti-epileptic drug since 1993, lacked adequate warnings about its risks, leading to serious side effects such as aplastic anemia and liver failure. The district court initially found that the requirements of Federal Rule of Civil Procedure 23(a) were satisfied and certified a class for individuals who used Felbatol before August 1994 and a subclass for those who suffered or are expected to suffer serious injuries. However, the court did not sufficiently demonstrate that common issues predominated over individual ones, nor that class action was the superior method for resolution as required by Rule 23(b)(3). The appeal highlighted significant challenges in managing products liability class actions, particularly due to varying state laws and individual issues of causation and damages. Ultimately, the appellate court vacated the class certification order, citing inadequate evidence of compliance with Rule 23's predominance and superiority criteria, and remanded the case for further proceedings to address these deficiencies.

Legal Issues Addressed

Challenges in Products Liability Class Actions

Application: The court highlighted the difficulties of certifying class actions in products liability cases, particularly due to the predominance of individual issues over common ones and the management challenges involved.

Reasoning: Class actions in products liability litigation face significant challenges, as highlighted by the historical context of class action certifications.

Class Certification under Federal Rule of Civil Procedure 23(a)

Application: The district court found that the requirements for class certification under Rule 23(a) were satisfied, leading to the certification of a class of individuals who used Felbatol before August 1, 1994, and a subclass for those who developed serious injuries.

Reasoning: The district court found that the requirements of Federal Rule of Civil Procedure 23(a) were satisfied and certified a class of individuals who began using Felbatol before August 1, 1994, as well as a subclass for those who developed or are expected to develop serious injuries (aplastic anemia or liver failure) due to the drug.

Predominance and Superiority under Rule 23(b)(3)

Application: The court's order suggested that common legal and factual questions predominated over individual issues, justifying class action as the superior method for adjudication.

Reasoning: The court's order indicated that common legal and factual questions predominated over individual issues, making a class action the superior method for adjudicating these claims, in line with Rule 23(b)(3).

Vacating Class Certification Orders

Application: The court vacated the class certification order due to insufficient evidence of compliance with Rule 23 requirements, particularly concerning predominance and superiority.

Reasoning: Ultimately, the court vacates the class certification order due to insufficient evidence demonstrating compliance with essential Rule 23 requirements, specifically regarding the predominance of common issues and the superiority of class action over other adjudication methods.