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UNITED STATES of America, Plaintiff-Appellee, v. Cleveland SHORTMAN, Defendant-Appellant

Citations: 91 F.3d 80; 1996 WL 413816Docket: 95-10432

Court: Court of Appeals for the Ninth Circuit; July 25, 1996; Federal Appellate Court

Narrative Opinion Summary

This case involves an appeal by a Navajo Indian, who was convicted of involuntary manslaughter following a fatal automobile accident on a Navajo reservation. The defendant was accused of driving under the influence of alcohol, resulting in a collision that led to the death of another individual. The district court indicted him on charges of involuntary manslaughter, citing negligence due to driving while intoxicated, improperly parking, and falling asleep. At trial, the defendant argued that another person was driving and that the deceased's intoxication contributed to the accident. The jury convicted him, and he received a 24-month prison sentence. On appeal, the appellate court found an error in the jury instructions, which failed to convey the necessity of proving gross negligence, as required by 18 U.S.C. 1112. The court reversed the conviction, ruling that the instructional error constituted plain error, significantly impacting the legal standard necessary for conviction. The decision to reverse was based on the principle that the error amounted to a miscarriage of justice. The case was remanded for further proceedings, rendering other issues raised on appeal unnecessary to address.

Legal Issues Addressed

Involuntary Manslaughter under 18 U.S.C. 1112

Application: The court highlighted that gross negligence, defined as wanton or reckless disregard for human life, must be established to prove involuntary manslaughter.

Reasoning: On appeal, the court identified an error in the district court's jury instructions regarding the negligence required for involuntary manslaughter under 18 U.S.C. 1112, emphasizing that 'gross negligence' must be established, defined as wanton or reckless disregard for human life.

Jury Instruction Error

Application: The appellate court found reversible error in the district court's instructions to the jury, which incorrectly stated the standard of negligence as 'without due caution' rather than 'gross negligence.'

Reasoning: The district court erroneously instructed that 'without due caution' is sufficient, while 'gross negligence' is the requisite standard.

Plain Error Review Standard

Application: The court applied the plain error standard of review due to the absence of a proper objection by Shortman, determining that the instructional error was clear and prejudicial.

Reasoning: The government contended that the review should be under the 'plain error' standard due to a lack of proper objection by Shortman. However, the court found the district court's error reversible, meeting the criteria for plain error: it was actual, clear, and prejudicial.

Reversal of Conviction due to Miscarriage of Justice

Application: The conviction was reversed because the incorrect negligence standard in the jury instructions constituted a miscarriage of justice, impacting the essential element of gross negligence in involuntary manslaughter.

Reasoning: The court emphasized that allowing a conviction based on a lesser standard would constitute a miscarriage of justice. Therefore, the court reversed the conviction and remanded the case for further proceedings.