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UNITED STATES of America, Plaintiff-Appellant, v. Maurice HERRING, Defendant-Appellee

Citations: 83 F.3d 1120; 96 Cal. Daily Op. Serv. 3365; 1996 U.S. App. LEXIS 11187; 1996 WL 243002Docket: 95-10521, 95-10541

Court: Court of Appeals for the Ninth Circuit; May 13, 1996; Federal Appellate Court

Narrative Opinion Summary

This case involves the application of the Brady v. Maryland doctrine, which requires the government to disclose evidence favorable to the defense, including impeaching evidence about government witnesses. The defendant sought to compel the Assistant United States Attorney (AUSA) to personally review the personnel files of testifying federal agents for such material. The district court initially denied the request but later reversed its decision, ordering the AUSA's personal review based on an interpretation of Kyles v. Whitley as overruling United States v. Jennings. When the AUSA refused, the district court suppressed the testimony of federal witnesses, leading to a dismissal of the indictment. The government appealed, and the appellate court analyzed whether Kyles effectively overruled Jennings, which held that such a review was the responsibility of the appropriate agency, not the AUSA. The appellate court determined that Kyles did not overrule Jennings, as Kyles addressed post-conviction obligations rather than pre-trial procedures. Consequently, the appellate court vacated the district court's dismissal of the indictment and remanded the case, affirming Jennings as the governing precedent regarding pre-trial discovery obligations under Brady.

Legal Issues Addressed

Authority of District Court in Discovery

Application: A district court cannot mandate an AUSA to personally review law enforcement personnel files; instead, the agency must conduct the review and inform the AUSA.

Reasoning: An Assistant United States Attorney (AUSA) cannot be ordered to conduct this examination personally, as determined in United States v. Jennings.

Dismissal of Indictment and Appeal

Application: The district court's dismissal of the indictment was vacated as Jennings remains the controlling law, and the case was remanded for further proceedings.

Reasoning: Consequently, the ruling maintained Jennings as the governing law in the circuit, leading to the vacation of the district court's dismissal of the indictment and the order requiring personal review of personnel files, with a remand for further proceedings.

Impact of Kyles v. Whitley on Precedent

Application: Kyles does not overrule Jennings concerning pre-trial procedural requirements for identifying Brady material.

Reasoning: The court concluded that Kyles did not overrule Jennings, as Kyles focused on post-conviction proceedings and the application of the Brady rule concerning the prosecutor's obligation to disclose favorable evidence, regardless of the prosecutor's knowledge.

Obligation to Disclose Brady Material

Application: The government is required to disclose material evidence favorable to the defense, which includes impeaching information about government witnesses.

Reasoning: Under the precedent set by Brady v. Maryland, the government is obligated to disclose material favorable evidence to a criminal defendant, which includes information that could impeach government witnesses.

Review of Law Enforcement Personnel Files

Application: The responsibility to review personnel files of testifying law enforcement officers for Brady material lies with the appropriate agency, not directly with the AUSA.

Reasoning: The Ninth Circuit has established that the government must examine the personnel files of testifying law enforcement officers for Brady material, as seen in United States v. Henthorn.