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prod.liab.rep. (Cch) P 14,585 Catherine W. Griffin v. Medtronic, Incorporated

Citations: 82 F.3d 79; 1996 U.S. App. LEXIS 9952; 1996 WL 208462Docket: 94-1219

Court: Court of Appeals for the Fourth Circuit; April 30, 1996; Federal Appellate Court

Narrative Opinion Summary

In this case, the Plaintiff-Appellant challenged the district court's summary judgment in favor of Medtronic, Inc., contending that her state-law claims were improperly preempted by the Medical Device Amendments of 1976 under 21 U.S.C.A. § 360k. The case arose from complications with a Medtronic pacemaker implanted in 1984, leading to multiple surgeries and subsequent litigation. The Plaintiff alleged negligent design and manufacture, breaches of express and implied warranties, strict liability, and intentional misrepresentation. The district court ruled that the claims were preempted, as they would impose additional requirements beyond federal regulations. The Fourth Circuit affirmed this decision in part, noting that claims for negligence, breach of implied warranty, strict liability, and intentional misrepresentation would indeed impose such additional requirements, referencing the Duvall precedent. However, the court reversed the district court's decision regarding the breach of express warranty claim, as it was based on Medtronic's voluntary representations and not preempted. The case was remanded for further proceedings on this claim. The court emphasized that enforcement of FDA disclosure requirements rests solely with the FDA, barring private enforcement actions. The ruling underscores the significant preemptive power of federal law over state claims in the context of medical device regulation.

Legal Issues Addressed

Breach of Express Warranty and Preemption

Application: The court determined that Griffin's breach of express warranty claim is not preempted because it is based on Medtronic's voluntary representations, which do not impose additional requirements beyond federal law.

Reasoning: Regarding Griffin's breach of express warranty claim, the court concluded that it could be based on Medtronic's voluntary representations, which would not be preempted.

FDA Disclosure Requirements and Private Enforcement

Application: Griffin's appeal contended that Medtronic failed to meet FDA disclosure requirements, but the court noted that only the FDA can enforce its regulations, and private individuals cannot pursue enforcement actions.

Reasoning: Griffin's appeal, considered before the Duvall decision, may argue that Medtronic failed to meet FDA disclosure requirements, but only the FDA has the authority to enforce its regulations, and private individuals cannot pursue enforcement actions.

Judicial Review of Preemption Issues

Application: The appeal raised questions of law regarding preemption, suitable for de novo review, and the court relied on precedent to affirm the district court's decisions in part while reversing and remanding in part.

Reasoning: The court noted that no material facts were in dispute and that the appeal raised questions of law, which were reviewed de novo.

Preemption under Medical Device Amendments Section 360k

Application: Griffin's state-law claims for negligence, breach of implied warranty, strict liability, and intentional misrepresentation are preempted by federal law as they would impose additional requirements on Medtronic beyond those established by the MDA.

Reasoning: Plaintiff Griffin's claims for breach of implied warranty, strict liability, and negligence are preempted by Section 360k of the Medical Device Amendments (MDA) because a successful outcome would impose additional requirements on Medtronic beyond those mandated by the MDA for pacemakers.