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D.R. v. Carey Services, Inc.

Citations: 942 N.E.2d 148; 2011 Ind. App. LEXIS 208Docket: No. 27A02-1005-GU-744

Court: Indiana Court of Appeals; February 14, 2011; Indiana; State Appellate Court

Narrative Opinion Summary

The case involves an appeal by D.R. against the trial court’s appointment of Carey Services, Inc., a nonprofit corporation, as the guardian of J.Y., an incapacitated individual. D.R. argues that under Indiana law, a nonprofit corporation cannot serve as a guardian. The legal proceedings commenced after J.Y. left his sister's home, prompting a guardianship petition. The trial court appointed Carey as J.Y.'s personal guardian and STAR Financial Services as his estate guardian, while D.R. remained trustee of J.Y.'s special needs trust. The appeal focuses on statutory interpretation, particularly the definition of 'person' under Indiana Code section 29-3-5-1, which permits nonprofit corporations to qualify as guardians. The statutes governing guardianship differ from those for personal representatives, allowing broader inclusion. The court found no statutory basis to disqualify Carey, emphasizing legislative intent and the statutory framework, which does not impose Probate Code restrictions on guardianship qualifications. Consequently, the trial court's decision to appoint Carey as guardian was affirmed, as D.R. failed to present a compelling argument against Carey's appointment or management capabilities.

Legal Issues Addressed

Court Discretion in Guardian Appointment

Application: The court has discretion to appoint guardians, including nonprofit corporations, as long as statutory requirements are met, without imposing Probate Code restrictions.

Reasoning: The court concludes that the criteria for a guardian differ from those for a personal representative, allowing a nonprofit corporation not recognized as a corporate fiduciary in Indiana to serve as a guardian.

Definition of 'Person' in Guardianship Statutes

Application: Nonprofit corporations qualify as 'persons' under the guardianship statutes and can be appointed as guardians.

Reasoning: A nonprofit corporation qualifies as a 'person' under the guardianship statutes, specifically I.C. 29-3-1-12.

Guardianship Appointment Under Indiana Code Section 29-3-5-1

Application: The court can appoint a suitable, willing, and qualified guardian, considering the protected person's best interests, and may bypass the priority list if necessary.

Reasoning: The court is required to appoint a guardian who is suitable, willing, and qualified, considering the wishes of the protected person and their representatives, along with the best interests of the protected person and their property.

Qualifications and Disqualifications for Guardians

Application: Guardians must post a bond unless waived and are disqualified if they have certain criminal convictions, but broader exclusions applicable to personal representatives do not apply.

Reasoning: The term 'qualified person' lacks a statutory definition, with only two criteria for guardianship: posting a bond unless waived by a court (I.C. 29-3-7-1) and disqualification of certain sex offenders (I.C. 29-3-7-7).

Statutory Interpretation in Guardianship Context

Application: The court interprets statutes as written unless ambiguous, aiming to ascertain legislative intent, and avoids interpretations leading to absurd results.

Reasoning: Statutes are only interpreted if ambiguous; if clear, they are applied as written. An ambiguity exists when a statute can be interpreted in multiple ways.