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United States v. Diaz-Gonzalez

Citation: 10 F. App'x 407Docket: No. 99-10349; D.C. No. CR-98-00589-RGS

Court: Court of Appeals for the Ninth Circuit; March 18, 2001; Federal Appellate Court

Narrative Opinion Summary

The case involves an appeal by a defendant challenging his conviction for attempted illegal reentry into the United States following deportation, in violation of 8 U.S.C. § 1326. The appellant, previously deported after a drug-related felony, had his conviction set aside under California law but failed to disclose this in a subsequent application for permanent residency. The district court convicted him on charges of attempted reentry and document fraud, excluding evidence of his purported 'good faith belief' in his reentry authorization. On appeal, the defendant argued that the set-aside conviction exempted him from needing consent for reentry, a contention the court rejected, affirming that expunged convictions do not alter reentry requirements. He also contested the retroactive application of AEDPA Section 440(d), which the court found inapplicable, and the exclusion of a letter of authorization, deemed a reversible error due to its potential impact on the specific intent requirement for illegal reentry. The appellate court reversed the conviction under 8 U.S.C. § 1326, remanding the case for further proceedings, while the conviction under 18 U.S.C. § 1546(a) was not contested.

Legal Issues Addressed

Expunged Convictions and Reentry Requirements

Application: The court held that expunged convictions do not negate the reentry requirements for drug-related offenses under 8 U.S.C. § 1326.

Reasoning: However, the court clarified that expunged convictions do not negate reentry requirements for drug-related offenses.

Good Faith Belief in Reentry Authorization

Application: The district court excluded evidence of the defendant’s 'good faith belief' that he had permission to reenter the United States, as such belief did not meet the express consent requirement from the Attorney General under § 1326.

Reasoning: During his trial, the district court excluded evidence he presented to demonstrate a 'good faith belief' that he had permission to reenter, ruling that such evidence did not constitute express consent from the Attorney General as required under § 1326.

Retroactivity of AEDPA Section 440(d)

Application: Diaz-Gonzalez contended that the retroactive application of AEDPA Section 440(d) was improper as it was enacted after his deportation, but the court found this argument unpersuasive.

Reasoning: Diaz-Gonzalez argues that Section 440(d) of the Antiterrorism and Effective Death Penalty Act (AEDPA) should not apply retroactively to aliens seeking adjustment of status, as it became effective on April 24, 1996, and affects deportation waivers.

Reversible Error in Exclusion of Evidence

Application: The exclusion of a letter of authorization at trial was a reversible error because it potentially demonstrated the defendant’s belief regarding his consent requirement, impacting the specific intent determination.

Reasoning: The district court's omission of this specific intent determination is seen as a constitutional error, which is not deemed harmless given the potential relevance of Diaz-Gonzalez's belief about his consent requirement and the letter's authenticity.

Specific Intent Requirement for Attempted Illegal Reentry

Application: The appellate court determined that attempted illegal reentry is a specific intent crime, requiring proof that the defendant consciously desired to reenter without consent, and the district court's omission of this determination was a constitutional error.

Reasoning: The court cites a precedent establishing that attempted illegal reentry is a specific intent crime, requiring proof that the defendant consciously desired to reenter without consent.