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Lorena Agredano v. Mutual of Omaha Companies United of Omaha Life Insurance Company United Broadcasting Company

Citation: 75 F.3d 541Docket: 94-55714

Court: Court of Appeals for the Ninth Circuit; March 29, 1996; Federal Appellate Court

Narrative Opinion Summary

The case involves a dispute under the Employee Retirement Income Security Act (ERISA) where the plaintiff sought reimbursement for breast cancer treatment costs from the defendant insurance companies. After a settlement resolved the primary issues, the plaintiff pursued recovery of approximately $10,000 in expert witness fees. The district court denied this motion, interpreting ERISA § 502(g)(1) as not authorizing the shifting of expert witness fees, consistent with limitations set by 28 U.S.C. §§ 1821 and 1920. On appeal, the court upheld the district court's decision, referencing the Supreme Court's decision in Crawford Fitting Co. v. J.T. Gibbons, Inc., which requires explicit statutory authority for such fee shifting. The court emphasized that 'costs of action' under ERISA should be construed narrowly in line with other statutory provisions, thereby affirming the lower court's judgment. The ruling clarifies that ERISA's remedial objectives do not extend to the recovery of expert witness fees absent explicit legislative authorization, reinforcing the statutory constraints on fee-shifting mechanisms.

Legal Issues Addressed

Discretion in Awarding Costs under ERISA

Application: The district court exercised its discretion to deny the award of expert witness fees, consistent with statutory interpretations limiting such awards.

Reasoning: The district court completely denied Agredano's request for expert witness fees without exercising discretion to award fees as permitted under 28 U.S.C. 1920(3) and 1821(b).

Interpretation of 'Costs of Action' in ERISA § 502(g)(1)

Application: The court held that 'costs of action' under ERISA § 502(g)(1) are limited to costs that can be taxed under 28 U.S.C. 1920 and do not extend to expert witness fees.

Reasoning: Section 502(g)(1) permits courts to award only those 'costs of action' specified by 28 U.S.C. 1920 and in the amounts permitted by that section and 28 U.S.C. 1821.

Limitations on Cost-Shifting for Expert Witness Fees

Application: The court concluded that federal courts may not shift expert witness fees without explicit statutory authority, referencing the Supreme Court's ruling in Crawford Fitting Co. v. J.T. Gibbons, Inc.

Reasoning: Agredano's appeal is centered on whether § 502(g)(1)'s provision for 'costs of action' constitutes sufficient statutory authority for shifting expert witness fees, referencing the Supreme Court's ruling in Crawford Fitting Co. v. J.T. Gibbons, Inc.

Recovery of Expert Witness Fees under ERISA § 502(g)(1)

Application: In this case, the court determined that ERISA § 502(g)(1) does not provide explicit statutory authority for the recovery of expert witness fees.

Reasoning: The district court denied her motion, stating ERISA does not permit recovery of expert witness fees.