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Stokes Ray CROTTS, Jr., Petitioner-Appellee, v. George SMITH, Warden, California Department of Corrections, Respondent-Appellant

Citations: 73 F.3d 861; 96 Daily Journal DAR 233; 96 Cal. Daily Op. Serv. 143; 1996 U.S. App. LEXIS 163; 1996 WL 4155Docket: 94-56694

Court: Court of Appeals for the Ninth Circuit; January 5, 1996; Federal Appellate Court

Narrative Opinion Summary

The case involves a challenge by Stokes Ray Crotts, who was convicted of assaulting a peace officer under California Penal Code Sec. 245(c). After unsuccessfully seeking a writ of habeas corpus in California state courts, Crotts filed a federal habeas petition, claiming ineffective assistance of counsel due to his attorney's failure to object to prejudicial evidence introduced during his trial. The prejudicial evidence included testimony suggesting Crotts was on parole for a felony and statements implying involvement in a police officer's death, neither of which were relevant to the charges. The district court granted Crotts's petition, finding that this oversight constituted ineffective assistance of counsel under the Sixth Amendment, and the Ninth Circuit Court of Appeals affirmed the decision. The court highlighted the failure to object to evidence that could lead the jury to infer criminal behavior not substantiated by the case facts, violating Crotts's right to a fair trial. The appellate court affirmed the necessity of exhausting state remedies before seeking federal habeas relief and concluded that the introduction of prejudicial evidence negatively influenced the jury, warranting the granting of habeas relief. The case was remanded for further proceedings consistent with the findings of ineffective counsel and prejudicial impact of the evidence presented at trial.

Legal Issues Addressed

Admissibility of Evidence - Propensity Evidence

Application: The court emphasized that evidence of uncharged crimes, specifically the alleged statement about killing a cop, was improperly admitted to suggest a criminal propensity.

Reasoning: The jury's inference that someone who has killed a police officer would also assault one is a propensity-based inference excluded by Cal. Evid. Code Sec. 1101(a).

Exhaustion of State Remedies

Application: Crotts met the requirement by fairly presenting his federal constitutional claims in state court habeas proceedings.

Reasoning: Crotts successfully met this requirement by explicitly alleging federal constitutional violations, including ineffective assistance of counsel and due process rights, in his habeas petition to the California Supreme Court.

Ineffective Assistance of Counsel under the Sixth Amendment

Application: The court found that Crotts's counsel was ineffective for failing to object to prejudicial testimony that affected the trial's outcome.

Reasoning: The district court found that Crotts's counsel failed to object to prejudicial questioning regarding a 'killing a cop' statement, which fell outside acceptable professional competence and could lead the jury to erroneously infer criminal behavior not substantiated by evidence.

Prejudicial Impact of Evidence

Application: The introduction of Crotts's parole status and the statement about killing a police officer resulted in undue prejudice that affected the jury's decision-making.

Reasoning: Jurors were informed that Crotts was on parole for an undisclosed felony and heard testimony indicating he claimed to be wanted for killing a police officer. This led to a likely but erroneous inference among jurors that Crotts had been convicted of such a crime.

Standard for Habeas Corpus Relief

Application: The Ninth Circuit upheld the district court's decision to grant habeas relief due to ineffective assistance of counsel, following the standards set in Strickland v. Washington.

Reasoning: The standard for ineffective assistance of counsel, as established in Strickland v. Washington, requires defendants to demonstrate that counsel's performance fell below professional standards and that this inadequacy was prejudicial to their case, affecting the outcome of the trial.