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Herman v. Tidewater Pacific, Inc.

Citations: 160 F.3d 1239; 18 BNA OSHC 1545Docket: Nos. 97-70664, 97-71105

Court: Court of Appeals for the Ninth Circuit; November 23, 1998; Federal Appellate Court

Narrative Opinion Summary

This case involves an appeal by the Secretary of Labor and Tidewater Pacific regarding citations under the Occupational Safety and Health Act (OSHA) related to safety and recordkeeping violations on an uninspected vessel, the M/V Dr. Jack. The central legal issue is whether the Secretary of Labor has jurisdiction to enforce OSHA regulations on uninspected vessels in U.S. territorial waters, and whether Coast Guard regulations preempt such jurisdiction. The Commission upheld several safety citations but vacated a recordkeeping citation, prompting appeals from both parties. The Coast Guard filed an amicus brief indicating it does not comprehensively regulate uninspected vessels, supporting the Secretary's jurisdiction. The court affirmed the Commission's decision in part and reversed it in part, concluding that the Secretary retains jurisdiction over workplace safety and recordkeeping for illnesses, but is limited by existing Coast Guard injury reporting requirements. The Secretary's appeal is granted, and Tidewater's petition is denied, affirming the Secretary's authority to maintain injury and illness records without unnecessary duplication of Coast Guard regulations.

Legal Issues Addressed

Jurisdiction of Secretary of Labor under OSHA

Application: The Secretary of Labor has jurisdiction over workplace safety standards on uninspected vessels in U.S. territorial waters, unless preempted by specific Coast Guard regulations.

Reasoning: The Occupational Safety and Health Act grants the Secretary jurisdiction over workplace safety standards within a State, but this jurisdiction is limited by section 4(b)(1) which excludes conditions under the authority of other federal agencies.

Mootness of Legal Controversies

Application: The case is not moot despite Tidewater's payment of penalties, as the jurisdictional issue over injury recordkeeping remains unresolved.

Reasoning: A case is deemed moot when the issues presented are no longer relevant or when parties lack a legally cognizable interest in the outcome, as established in Powell v. McCormack.

Preemption by Coast Guard Regulations

Application: The Coast Guard's failure to comprehensively regulate uninspected vessels means OSHA regulations are not preempted, allowing the Secretary to enforce safety standards.

Reasoning: The Coast Guard has explicitly stated it does not comprehensively regulate uninspected vessels, thus not exercising authority in this area.

Recordkeeping Requirements under OSHA

Application: The Secretary of Labor's authority to require recordkeeping for occupational injuries and illnesses is upheld, as it does not result in unnecessary duplication of Coast Guard requirements.

Reasoning: The Commission found that the Coast Guard does not mandate the recording of illnesses, thus section 8(d) does not limit the Secretary's authority to require illness reporting.

Statutory Interpretation and Deference

Application: The court reviews statutory interpretation de novo while giving deference to the agency’s reasonable interpretation, especially in conflicts between the Secretary and the Commission.

Reasoning: In cases of conflicting interpretations between the Secretary and the Commission, the Secretary’s reasonable interpretation prevails, as established in Martin v. Occupational Safety and Health Review Com’n.