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Joan S. Borawick v. Morrie Shay and Christine Shay

Citations: 68 F.3d 597; 42 Fed. R. Serv. 1201; 1995 U.S. App. LEXIS 29707Docket: 690

Court: Court of Appeals for the Second Circuit; October 17, 1995; Federal Appellate Court

Narrative Opinion Summary

In Borawick v. Shay, the plaintiff-appellant contested a summary judgment favoring the defendants in a case involving childhood sexual abuse allegations, which were recalled through therapeutic hypnosis. The Second Circuit Court of Appeals examined the novel legal issue of admitting hypnotically-refreshed memories as testimony. The district court had excluded the plaintiff’s testimony, citing the hypnotist's lack of qualifications and the absence of permanent session records. The appeal challenged this exclusion, arguing the district court misapplied the legal standard, violated her rights to a jury trial and due process, and conflicted with the Daubert ruling on expert evidence. The court retained the exclusion, emphasizing procedural safeguards, and concluded that Borawick's testimony lacked credibility due to the implausibility of her allegations and inadequate corroborative evidence. The court affirmed the district court's summary judgment, dismissing Borawick's claims and maintaining a cautious stance on the reliability of hypnotically-enhanced testimony without sufficient procedural safeguards. The judgment highlighted the necessity of balancing the probative value of such testimony against its potential prejudicial impact, ultimately affirming the defendants' favor in the case.

Legal Issues Addressed

Admissibility of Hypnotically-Refreshed Testimony

Application: The district court excluded Borawick's testimony based on findings that the hypnotist was not qualified and failed to maintain permanent records of the sessions.

Reasoning: The district court ultimately excluded Borawick's testimony based primarily on the finding that the hypnotist, St. Regis, was not qualified. Although the court did not address the third safeguard, it noted St. Regis's inability to produce contemporaneous reports.

Application of Daubert Standard

Application: Borawick's argument that her hypnosis-based testimony was valid under Daubert was rejected as the focus was on her competency as a witness, not scientific data.

Reasoning: In addressing Borawick's argument related to the Daubert standard, which governs the admissibility of scientific expert testimony, it was clarified that Daubert is not directly applicable in this case.

Procedural Safeguards for Hypnotically-Enhanced Testimony

Application: The district court required specific safeguards for the admissibility of hypnotically-enhanced testimony, which were not met in this case.

Reasoning: The district court acknowledged the difference between therapeutic and investigative hypnosis and recognized Borawick's argument that her psychological injuries were distinct.

Right to a Jury Trial and Due Process

Application: Borawick asserted that granting the in limine motion violated her right to a jury trial and due process, but these claims were found meritless.

Reasoning: The court found Borawick's Due Process and Seventh Amendment claims meritless, affirming the district court's summary judgment favoring the defendants and dismissing the complaint.

Standard of Review for Admissibility Decisions

Application: The court confirmed that the legal test applied by the district court would be reviewed de novo, while the determination of the hypnotist's qualifications would be assessed for clear error.

Reasoning: The appropriate standard of review is addressed, with Borawick asserting a de novo review due to the exclusionary rule affecting her ability to counter the summary judgment motion.