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In Re Paul Chu, William Downs, John B. Doyle and Peter v. Smith

Citations: 66 F.3d 292; 36 U.S.P.Q. 2d (BNA) 1089; 1995 U.S. App. LEXIS 25934; 1995 WL 544698Docket: 95-1038

Court: Court of Appeals for the Federal Circuit; September 14, 1995; Federal Appellate Court

Narrative Opinion Summary

The case involves a dispute over the rejection of patent claims by the Board of Patent Appeals and Interferences, which was ultimately reversed by the court. The appellants, collectively referred to as Chu, challenged the Board's decision that affirmed the rejection of certain claims in their patent application concerning an apparatus for controlling emissions from fossil fuel-fired boilers. The rejection was initially based on the alleged obviousness of the claims under 35 U.S.C. § 103, referencing prior patents by Doyle and Szymanski. The primary issue was whether the placement of a selective catalytic reduction (SCR) catalyst within a bag retainer was an obvious modification suggested by prior art. Chu also contended that their application should benefit from the filing date of the Doyle patent as a continuation-in-part, a claim dismissed by the Board due to differing inventorship. The court reviewed the Board's determinations, focusing on the standards of review for obviousness and statutory interpretation. Concluding that the modification was not obvious and that the Board erred in its application of prior art principles, the court reversed the rejection of the disputed claims, emphasizing the legal standards for evidentiary requirements and the interpretation of continuation-in-part applications.

Legal Issues Addressed

Continuation-in-Part Applications and Prior Art

Application: The court found the Doyle patent to be valid prior art against Chu's application, despite claims of continuation-in-part status, due to differing inventive entities.

Reasoning: The Board determined that Doyle was valid prior art against the application, reasoning that it constituted the work of 'another' under 35 U.S.C. § 102(e) due to differing inventive entities.

Evidentiary Requirements in Patent Prosecution

Application: The court noted that there is no requirement for a patent applicant’s evidence or arguments addressing a Section 103 rejection to be included in the specification.

Reasoning: There is no legal requirement for a patent applicant's evidence or arguments addressing a Section 103 rejection to be included in the specification, as obviousness is evaluated based on the entirety of the record.

Patent Obviousness under 35 U.S.C. § 103

Application: The court examined whether the prior art suggested modifications to achieve the patented device and concluded that the placement of the SCR catalyst within the bag retainer was not a mere design choice.

Reasoning: The record indicates that relocating the SCR catalyst within the bag retainer is not a mere 'design choice,' as prior art does not suggest this modification.

Standard of Review for Obviousness

Application: The court applied a de novo standard of review for obviousness, considering whether the changes from prior art were 'minor' within the context of the entire invention.

Reasoning: Additionally, the standard of review for obviousness under Section 103 is de novo, focusing on whether changes from prior art are 'minor' in the context of the entire invention.