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Charles H. Frost Sheila E. Frost v. James P. Fox, Ruben Barrales Mary Griffin Tom Huening Ted Lampert Michael D. Nevin Anna G. Eschoo Tom Nolan William J. Schumacher San Mateo County Geraldine E. Green Edward M. Riordan John H. Booker, Kenneth North James A. Edmonds, Jr. Clark Wallace V.J. Whipple State of California David R. Packard, Packard, Mellberg & McConnell

Citations: 53 F.3d 338; 1995 U.S. App. LEXIS 22752; 1995 WL 242224Docket: 94-16551

Court: Court of Appeals for the Ninth Circuit; April 26, 1995; Federal Appellate Court

Narrative Opinion Summary

The case involves an appeal by plaintiffs whose 42 U.S.C. § 1983 complaint was dismissed by the district court under Fed. R. Civ. P. 12(b)(6) for failure to state a claim. The plaintiffs, previously convicted of grand theft and securities fraud, alleged constitutional and state law violations related to these convictions. The district court's dismissal was based on the precedent set by Heck v. Humphrey, which prevents recovery under § 1983 unless the conviction has been invalidated. The court also declined to exercise supplemental jurisdiction over state law claims after dismissing the federal claims, a decision reviewed for abuse of discretion and affirmed. Additionally, the court was found to have acted within its discretion in dismissing the claim sua sponte without prior notice to amend, due to the incurability of the complaint's deficiencies. The plaintiffs' attempt to amend a separate federal habeas petition was dismissed due to lack of jurisdiction. The Ninth Circuit affirmed the district court's rulings, emphasizing the non-precedential nature of the disposition under Ninth Circuit Rule 36-3.

Legal Issues Addressed

Amending Pro Se Litigants' Complaints

Application: The court did not abuse its discretion by not allowing the Frosts to amend their complaint, as the deficiencies were deemed incurable.

Reasoning: Generally, courts must inform pro se litigants of deficiencies and provide an opportunity to amend, but this is not required when it is clear that the deficiencies cannot be corrected.

Dismissal under Fed. R. Civ. P. 12(b)(6)

Application: The district court dismissed the plaintiffs' § 1983 complaint under Rule 12(b)(6) because the complaint failed to state a claim upon which relief could be granted.

Reasoning: Charles H. and Sheila E. Frost filed an appeal against multiple defendants after the district court dismissed their 42 U.S.C. § 1983 complaint under Fed. R. Civ. P. 12(b)(6).

Heck v. Humphrey and § 1983 Claims

Application: The plaintiffs' § 1983 action was dismissed because they could not demonstrate that their convictions had been invalidated, as required by Heck v. Humphrey.

Reasoning: The district court dismissed the case after the Supreme Court's ruling in Heck v. Humphrey, which requires that a plaintiff must prove their conviction has been invalidated to recover damages under § 1983 for claims that imply the conviction's invalidity.

Jurisdiction over Federal Habeas Petition Amendments

Application: The court lacks jurisdiction to permit amendments to a federal habeas petition without a final judgment or certification from the district court.

Reasoning: However, the court stated it lacks jurisdiction over such matters without a final judgment or certification by the district court.

Non-precedential Dispositions under Ninth Circuit Rule 36-3

Application: The court's decision is not precedential and cannot be cited except under specific legal doctrines as outlined in the Ninth Circuit rules.

Reasoning: Ninth Circuit Rule 36-3 specifies that non-published dispositions are not precedential and can only be cited under specific legal doctrines.

Sua Sponte Dismissal without Notice

Application: The court dismissed the Frosts' claim sua sponte without notice, finding the claim incapable of success and thus not requiring notice or opportunity to amend.

Reasoning: The court generally must provide notice and an opportunity for plaintiffs to respond, but may dismiss without notice if the claim is deemed incapable of success.

Supplemental Jurisdiction under 28 U.S.C. § 1367(c)

Application: The district court's decision to decline supplemental jurisdiction over state law claims was upheld because it dismissed all federal claims prior to trial.

Reasoning: However, under 28 U.S.C. § 1367(c), a district court may decline supplemental jurisdiction when it dismisses all claims under its original jurisdiction.