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Disciplinary Counsel v. McKenna

Citation: 108 Ohio St. 3d 178Docket: No. 2005-1546

Court: Ohio Supreme Court; February 21, 2006; Ohio; State Supreme Court

Narrative Opinion Summary

This case involves an attorney from Ohio who faced disciplinary action for professional misconduct and failure to cooperate with a subsequent investigation. The attorney, admitted to the Ohio bar in 1998, was suspended for not complying with registration requirements. A complaint filed by the Disciplinary Counsel alleged two counts of misconduct: abandoning a client during a trial and failing to cooperate with the investigation. The attorney's actions led to a mistrial and a legal malpractice claim, with significant client financial harm. Despite acknowledging psychological issues, he did not provide adequate cooperation with the investigation or refund fees collected. The board found violations of disciplinary rules, identifying aggravating factors such as multiple offenses, client harm, and lack of restitution. Mitigating factors included no prior disciplinary record and absence of dishonest motive, but these were insufficient to prevent an indefinite suspension. The board recommended indefinite suspension effective from 2004, emphasizing the attorney's neglect and non-cooperation. The court concurred with the recommendation, although some justices suggested harsher penalties. Costs were taxed to the attorney, reflecting the severity of the misconduct and its impact on the legal profession.

Legal Issues Addressed

Failure to Cooperate with Disciplinary Investigation

Application: McKenna failed to engage with the investigation process and did not provide necessary information about client notification or fund management.

Reasoning: Count II involved McKenna’s failure to cooperate with the investigation following the trial incident.

Mental Health Considerations in Disciplinary Actions

Application: Although McKenna cited psychological issues, the evidence did not conclusively link mental health to his misconduct.

Reasoning: Although the respondent had visited mental-health professionals, there was insufficient evidence to conclude that any mental-health issue caused the misconduct...

Professional Misconduct and Neglect of Legal Matters

Application: McKenna abandoned his client during a trial, causing a mistrial and subsequent legal malpractice claim against him.

Reasoning: In Count I, McKenna's misconduct occurred during a trial (Barnum v. Powlette) where, after the opening statements, he left the courtroom and did not return, causing a mistrial.

Sanctions for Aggravating and Mitigating Factors

Application: McKenna faced indefinite suspension due to multiple offenses, harm to a vulnerable client, and failure to refund fees, with mitigating factors considered insufficient.

Reasoning: Relator recommended an indefinite suspension of the respondent's law license, which the master commissioner and board accepted, proposing the suspension to begin on September 3, 2004...