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United States v. James Eugene Smallwood

Citations: 35 F.3d 414; 94 Daily Journal DAR 12681; 94 Cal. Daily Op. Serv. 6924; 1994 U.S. App. LEXIS 24236; 1994 WL 482596Docket: 92-50695

Court: Court of Appeals for the Ninth Circuit; September 8, 1994; Federal Appellate Court

Narrative Opinion Summary

This case involves an appeal from a district court's decision to impose a 160-month sentence for an unarmed bank robbery, representing an upward departure from the sentencing guidelines. The defendant, having committed the offense shortly after parole for a similar crime, was originally subject to a guideline range of 57 to 63 months. The district court justified the increased sentence based on the defendant's extensive and serious criminal history. However, the Ninth Circuit Court of Appeals vacated the sentence, finding that the district court improperly considered remote convictions that were dissimilar to the current offense, contrary to United States Sentencing Guidelines (U.S.S.G.) Section 4A1.2(e) and Application Note 8. The appellate court also addressed the improper retroactive application of a guideline amendment that would enhance the sentence, citing ex post facto concerns. The case was remanded for resentencing, directing the district court to reassess the criminal history's impact on sentencing and to consider only relevant prior convictions. Should the court determine that an upward departure remains unjustified, a 63-month sentence is to be imposed. The appellate court refrained from addressing the use of uncounselled prior convictions in the sentencing decision.

Legal Issues Addressed

Application of U.S.S.G. Sec. 4A1.2(e): Remote Convictions

Application: The court determined that only convictions similar to the current offense, such as Smallwood's 1968 robbery, were relevant for considering a departure.

Reasoning: Under Application Note 8 to U.S.S.G. Sec. 4A1.2, remote convictions can justify a departure only if they resemble the current offense. The court confirmed that the 1968 robbery conviction was relevant...

Criminal History: Significance for Departure

Application: The court found that many of Smallwood's prior convictions were too remote to justify an upward departure under the guidelines.

Reasoning: Many of these convictions were remote, occurring over 15 years prior to the current offense, and could not be considered under U.S.S.G. Sec. 4A1.2(e).

Ex Post Facto Considerations in Sentencing

Application: The court found that applying an amendment to the sentencing guidelines retroactively would violate the ex post facto clause.

Reasoning: The amendment at issue alters substantive law and affects sentencing guidelines within the circuit, and its retroactive application would result in a significant increase in Smallwood's sentence.

Sentencing Guidelines: Upward Departure

Application: The district court imposed an upward departure based on the defendant's criminal history, but the appellate court vacated the sentence due to improper considerations.

Reasoning: The Ninth Circuit Court of Appeals reviewed the district court's decision using a three-part test...The appellate court ultimately vacated the sentence and remanded for resentencing.