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Duncan Peder McKenzie Jr. v. Jack McCormick Warden, Montana State Prison

Citations: 27 F.3d 1415; 94 Daily Journal DAR 8761; 94 Cal. Daily Op. Serv. 4777; 40 Fed. R. Serv. 1313; 1994 U.S. App. LEXIS 15578; 1994 WL 278357Docket: 93-35142

Court: Court of Appeals for the Ninth Circuit; June 24, 1994; Federal Appellate Court

Narrative Opinion Summary

This case involves an appeal by Duncan Peder McKenzie, Jr. challenging the denial of his second federal habeas petition. McKenzie alleged a due process violation due to an ex parte meeting between the special prosecutor and the trial judge following his conviction. He claimed this meeting, which occurred prior to sentencing, improperly influenced the judge's decision, drawing parallels to the Gardner v. Florida precedent. The district court, after an evidentiary hearing, ruled against McKenzie, finding no substantive evidence that the meeting affected sentencing. On appeal, the Ninth Circuit remanded for further inquiry due to lost evidentiary notes, eventually leading to a reassignment of judges. Judge Ryan reaffirmed the district court's decision, concluding McKenzie did not meet his burden of proof. McKenzie also contested the evidentiary rulings, arguing improper application of the work product doctrine and the admissibility of character evidence. The court upheld these rulings, finding no abuse of discretion. Despite McKenzie's arguments for a presumptive prejudice standard, the court maintained the burden on him, citing a lack of precedent for shifting the burden to the state in this context. The dissent argued for applying the Remmer standard, emphasizing the need for stringent due process protections in capital cases. Ultimately, McKenzie's petition was denied, affirming the lower court's judgment.

Legal Issues Addressed

Admissibility of Character Evidence

Application: Testimony regarding the character and credibility of the prosecutor was admitted as habit evidence and under character evidence rules.

Reasoning: The district court permitted this evidence as habit under Fed. R. Evid. 406 and under Fed. R. Evid. 404(a) due to McKenzie questioning their ethical conduct.

Burden of Proof in Habeas Corpus Petitions

Application: The petitioner must demonstrate by a preponderance of the evidence that a due process violation occurred, not merely shift the burden to the state.

Reasoning: The burden lies with the petitioner to prove specific defects that counter this presumption, establishing the facts underlying any alleged constitutional errors by a preponderance of evidence.

Due Process and Ex Parte Communications

Application: The court evaluated whether an ex parte meeting between the prosecutor and the sentencing judge violated the defendant's due process rights.

Reasoning: McKenzie claimed a violation of his due process rights due to an undisclosed ex parte discussion between the special prosecutor and Judge Nelson, referencing Gardner v. Florida.

Presumption of Prejudice in Ex Parte Communications

Application: The court did not apply the 'presumptively prejudicial' standard from Remmer, maintaining the burden on McKenzie to show the meeting influenced the sentencing.

Reasoning: McKenzie argued that the standard for prejudicial ex parte communications established in Remmer v. United States should apply to contacts with sentencing judges in capital cases.

Work Product Doctrine

Application: The court upheld the protective order for documents prepared by the State's counsel, finding them protected under the work product doctrine.

Reasoning: Judge Lovell's ruling was upheld, as the notes were protected under work product doctrine established in Hickman v. Taylor.