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John Castellanos v. United States of America, Kevin B. Streete v. United States

Citations: 26 F.3d 717; 1994 U.S. App. LEXIS 14692Docket: 93-1287, 93-1626

Court: Court of Appeals for the Seventh Circuit; June 10, 1994; Federal Appellate Court

Narrative Opinion Summary

In this Seventh Circuit case, the court addresses the issue of ineffective assistance of counsel concerning a lawyer’s failure to file an appeal when explicitly requested by the defendant. The defendants, who pleaded guilty, alleged that their attorneys failed to appeal their sentences despite being instructed to do so. They filed petitions under 28 U.S.C. § 2255, claiming ineffective assistance, which were initially denied by district courts based on a perceived lack of success on appeal. The Seventh Circuit, however, ruled that the failure to file an appeal upon a defendant's request constitutes a per se violation of the Sixth Amendment, emphasizing that no showing of prejudice is necessary. The court referenced Gideon v. Wainwright to underscore the constitutional right to legal representation in appellate proceedings, rejecting the prejudice requirement imposed by earlier cases such as Belford and Van Russell. The court vacated the district court's judgments and remanded the cases to determine if the defendants had indeed requested appeals. If so, the defendants are entitled to appellate proceedings with legal counsel, reaffirming the principle that defendants must have access to an advocate regardless of perceived appeal success.

Legal Issues Addressed

Constitutional Right to Legal Representation

Application: The court emphasizes that defendants are entitled to legal representation in appellate proceedings without proving prejudice, consistent with Gideon v. Wainwright, which established a constitutional error exists if a defendant lacks legal assistance.

Reasoning: Gideon v. Wainwright established that if a defendant lacks legal assistance, a constitutional error exists, independent of any assessment of potential prejudice.

Ineffective Assistance of Counsel - Failure to Appeal

Application: The court holds that failing to file an appeal upon a defendant's request constitutes per se ineffective assistance of counsel, violating the Sixth Amendment, regardless of the appeal's potential success.

Reasoning: The court ruled that if a defendant instructs their lawyer to file an appeal and the lawyer fails to do so, it constitutes a per se violation of the Sixth Amendment, equating to abandonment of counsel.

Legal Representation and Appellate Rights

Application: A lawyer must comply with a client's explicit request to file an appeal, even against the lawyer's advice, unless officially relieved by the appellate court.

Reasoning: Furthermore, if a defendant insists on appealing despite a lawyer's advice against it, the lawyer must file the appeal and advocate for the client unless officially relieved of this duty by the appellate court.

Prejudice Requirement for Ineffective Assistance

Application: The court rejects the application of a prejudice requirement for ineffective assistance claims involving failure to appeal, overruling prior conflicting precedents.

Reasoning: To resolve inconsistencies in prior decisions, the court disavows the prejudice requirement established in Belford and Van Russell.