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United States v. Floyd Bennett Thornton

Citations: 23 F.3d 1532; 94 Cal. Daily Op. Serv. 3257; 94 Daily Journal DAR 6199; 1994 U.S. App. LEXIS 10200; 1994 WL 171915Docket: 93-30145

Court: Court of Appeals for the Ninth Circuit; May 6, 1994; Federal Appellate Court

Narrative Opinion Summary

The case involves a defendant who was arrested for multiple charges, including being a felon in possession of a firearm and murder, following the robbery and murder of an elderly man. The defendant, under a plea agreement, pleaded guilty to both charges and was subsequently sentenced to life imprisonment. Contesting the harshness of the sentence, the defendant sought to withdraw his guilty plea, arguing ineffective assistance of counsel and misinterpretation of the plea agreement. The court denied the withdrawal request, emphasizing that counsel's incorrect sentencing prediction did not constitute grounds for plea withdrawal, as the defendant had been informed of the potential life sentence. Additionally, the court ruled that the defendant's claim of ineffective assistance was non-prejudicial given the judge's clear indication of sentencing possibilities during the plea hearing. The defendant also contended that his constitutional rights during sentencing were violated, but the court clarified that the full spectrum of trial protections does not apply to sentencing. The court found that the Armed Career Criminal Act was appropriately applied, as the defendant's burglaries were separate incidents. However, the district court incorrectly applied the sentencing guidelines for attempted murder, resulting in a vacated sentence and remand for resentencing under the correct provisions of the 1990 Guidelines, thus partially reversing the district court's decision.

Legal Issues Addressed

Application of the Armed Career Criminal Act (ACCA)

Application: The court found that burglaries committed twelve days apart satisfy the requirement of separate occasions under 18 U.S.C. § 924(e)(1), supporting the application of the ACCA.

Reasoning: However, the court found that the burglaries were committed on different occasions, as they occurred twelve days apart, satisfying the requirement under 18 U.S.C. § 924(e)(1).

Constitutional Protections in Sentencing

Application: The court clarified that the procedural protections required during a trial do not fully extend to sentencing, which requires proof by a preponderance of the evidence.

Reasoning: The court clarified that not all procedural protections required during a trial apply to sentencing, which only necessitates proof by a preponderance of the evidence.

Ineffective Assistance of Counsel

Application: The court determined that the alleged misadvice from counsel did not prejudice the defendant because the possibility of a life sentence was clearly indicated during the plea hearing.

Reasoning: However, as the judge had indicated that a life sentence was possible, any misadvice from counsel was deemed non-prejudicial.

Offense Level Determination under U.S.S.G. § 4B1.4

Application: The court correctly determined that the possession of a firearm was related to the commission of a murder, establishing a continuous possession link.

Reasoning: It correctly determined that Thornton's possession of a firearm as a felon was connected to the commission of a murder, as the firearm used in the murder was found in his possession, thus establishing a continuous possession link despite the time lag and change of location.

Sentencing Guidelines Application Error

Application: The district court erred in applying the sentencing guidelines by not referencing the correct subsection for attempted murder, leading to a vacated sentence.

Reasoning: However, the district court erred by not referencing the correct subsection for attempted murder, which is expressly covered under section 2A2.1. This oversight led to a higher sentence than appropriate under the guidelines.

Withdrawal of Guilty Plea

Application: The court held that an attorney's incorrect prediction regarding sentencing does not justify the withdrawal of a guilty plea.

Reasoning: The court found that an attorney's incorrect prediction regarding sentencing does not justify withdrawal of a plea, especially since Thornton acknowledged the possibility of a life sentence during the plea hearing.