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United States v. Kenneth Waters

Citations: 14 F.3d 603; 1993 WL 503764; 1993 U.S. App. LEXIS 37308Docket: 93-3438

Court: Court of Appeals for the Sixth Circuit; December 7, 1993; Federal Appellate Court

Narrative Opinion Summary

In this case, a federal prisoner challenged his conviction and sentence following a guilty plea to distributing cocaine base, pursuant to 21 U.S.C. § 841(a)(1). The defendant, after entering a plea agreement, was sentenced to 120 months of imprisonment and four years of supervised release. On appeal, his counsel sought to withdraw, citing the appeal as frivolous, primarily due to alleged ineffective assistance of trial counsel. The defendant argued that his counsel failed to advise on a possible entrapment defense and was influenced by drugs during the plea process. The appellate court affirmed the district court's judgment, noting that a guilty plea can only be set aside post-sentencing by showing manifest injustice, which was not demonstrated here. The court found no merit in the ineffective assistance claim, as the defendant did not prove deficient counsel performance or prejudice. The defendant’s admissions and recorded evidence negated any entrapment defense. Additionally, the record showed his plea was entered voluntarily and intelligently, despite claims of drug influence. Consequently, the counsel’s motion to withdraw was granted, and the district court’s decision was upheld.

Legal Issues Addressed

Entrapment Defense

Application: Waters's potential entrapment defense was undermined by recorded drug sales and his own admissions, negating his argument for ineffective assistance regarding this defense.

Reasoning: The presentence investigation report confirmed that both drug sales were recorded, and Waters acknowledged to the probation officer that he had sold cocaine on multiple occasions, undermining any potential entrapment defense.

Guilty Plea Withdrawal Post-Sentencing

Application: The court emphasized that a guilty plea can only be set aside post-sentencing via direct appeal or a motion under 28 U.S.C. § 2255, requiring the defendant to demonstrate manifest injustice.

Reasoning: A guilty plea can only be set aside post-sentencing via direct appeal or a motion under 28 U.S.C. § 2255, requiring the defendant to show that withdrawal is necessary to prevent manifest injustice.

Ineffective Assistance of Counsel

Application: The defendant's claim of ineffective assistance of counsel was rejected as he failed to prove both deficient performance by counsel and resulting prejudice.

Reasoning: To prove ineffective assistance, a defendant must show both deficient performance by counsel and resulting prejudice that undermines the trial's fairness.

Voluntariness of Guilty Plea

Application: The court found that Waters’s guilty plea was entered voluntarily, knowingly, and intelligently, despite his claims of being under the influence of drugs.

Reasoning: The transcript confirms that Waters's guilty plea was entered voluntarily, knowingly, and intelligently.