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In re Fandey

Citations: 118 N.M. 590; 884 P.2d 481Docket: No. 22186

Court: New Mexico Supreme Court; November 7, 1994; New Mexico; State Supreme Court

Narrative Opinion Summary

This case involves disciplinary proceedings against an attorney, Fandey, for multiple violations of the Rules of Professional Conduct across several client representations. The violations included failures to file necessary legal documents, inadequate communication with clients, and failure to appear at scheduled hearings. Specific cases include a bankruptcy representation leading to non-filing, a DWI case resulting in license revocation due to non-attendance, and a personal injury case where Fandey's absence prompted the client to seek new counsel. Additionally, Fandey failed to cooperate with disciplinary authorities by not responding to complaints and requests for information. Prior to these issues in New Mexico, Fandey faced disciplinary actions in California for aiding a client in evading a child support order, resulting in a three-year suspension with a one-year actual suspension. In New Mexico, Fandey agreed to a one-year suspension, followed by probation contingent on fulfilling specific conditions, including a psychiatric evaluation and probationary supervision. The disciplinary committee attributed his misconduct to psychological or emotional difficulties. The case underscores the importance of adherence to professional conduct rules and cooperation with disciplinary processes, with significant consequences for non-compliance.

Legal Issues Addressed

Conditions for Reinstatement and Probation

Application: Fandey must fulfill multiple conditions including psychiatric evaluation and compliance with probationary supervision to be reinstated.

Reasoning: The suspension is effective June 15, 1994, and includes conditions for probation which will commence only after Fandey meets specific requirements: 1. Proof of successful completion of the suspension from both New Mexico and California... 5. Refund of a $120 filing fee to Robert and Penny Westphal.

Emotional or Psychological Issues Impacting Professional Conduct

Application: The committee recognized that Fandey's misconduct was influenced by psychological or emotional difficulties, impacting his case management and judgment.

Reasoning: The committee attributed Fandey's issues to psychological or emotional difficulties rather than substance abuse, which affected his case management and judgment.

Failure to Cooperate with Disciplinary Authorities

Application: Fandey's non-compliance with requests for information and failure to respond to disciplinary complaints further violated professional conduct rules.

Reasoning: Fandey was notified of this complaint and provided an initial response. He was later suspended from practicing law for not paying bar dues. After his suspension, he was asked to provide additional information regarding the Krieger complaint, but he did not respond to multiple requests from disciplinary counsel.

Suspension as a Disciplinary Measure

Application: Fandey's agreement to a suspension in New Mexico, mirroring the disciplinary actions in California, demonstrates the enforcement of reciprocity in disciplinary measures across jurisdictions.

Reasoning: Fandey ultimately agreed to a minimum six-month suspension in New Mexico, which would be equal to any suspension resulting from the California case. The California Supreme Court later suspended Fandey for three years, with a one-year actual suspension effective October 8, 1994. Consequently, Fandey was suspended from practicing law in New Mexico for one year, as per his agreement.

Violation of Rules of Professional Conduct

Application: Fandey's failure to communicate, file necessary legal documents, and appear at scheduled hearings in multiple clients' cases constituted violations of the Rules of Professional Conduct.

Reasoning: Fandey was retained for bankruptcy representation with an agreed fee of $720. He drafted pleadings but failed to file the bankruptcy petition, inadequately communicated with Westphal, and did not inform him that his case had been transferred to another attorney. This conduct violated multiple rules, including 16-103 and 16-104(A).